© 1994 Alvin Plantinga
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Naturalism Defeated
In the last
chapter of Warrant and Proper Function[1] I proposed an
"evolutionary argument against naturalism".
Take philosophical
naturalism to be the belief that there aren't any supernatural beings--no such
person as God, for
example, but
also no other supernatural entities.[2] My claim was that naturalism and
contemporary evolutionary
theory are at
serious odds with one another--and this despite the fact that the latter is
ordinarily thought to be one of the main supporting beams in the edifice of the
former.[3] More particularly, I argued that the
conjunction of naturalism with the belief that
human beings
have evolved in conformity with current evolutionary doctrine--'evolution' for
short--is in a certain interesting way
self-defeating
or self-referentially incoherent. Still
more particularly, I argued that naturalism and evolution--'N&E' for
short--furnishes
one who accepts it with a defeater for
the belief that our cognitive faculties are reliable--a defeater that can't
be
defeated. But then this conjunction
also furnishes a defeater for any belief produced by our cognitive faculties,
including,
in the case of
one who accepts it, N&E itself: hence its self-defeating character. Now oddly enough, not everyone who has
heard this
argument has leapt to embrace it; there have been a number of fascinating
objections, some published[4] and some
unpublished. These objections for the
most part revolve around the notion of a defeater--a notion crucial to
contemporary epistemology, but so far largely unexplored. In this paper I want to examine and respond
to those objections, in the process
hoping to
learn something about defeaters.
I The Argument
Since you may not have a copy of WPF
on your desk at the moment, I'll briefly outline the original argument
here.
It
begins from certain doubts about the reliability
of our cognitive faculties, where, roughly,[5] a cognitive
faculty--memory,
perception,
reason--is reliable if the great bulk of its deliverances are true. These doubts are connected with the
origin of our
cognitive faculties. According to
current evolutionary theory, we human beings, like other forms of life, have
developed
from aboriginal unicellular life by way of such mechanisms as natural selection
and genetic drift working on
sources
of genetic variation: the most popular is random genetic mutation. Natural selection discards most of these
mutations
(they prove deleterious to the organism in which they appear), but some turn
out to have survival value and to
enhance
fitness; they spread through the population and persist. According to this story, it is by way of
these
mechanisms,
or mechanisms very much like them, that all the vast variety of contemporary
organic life has developed;
and
it is by way of these same mechanisms that our cognitive faculties have arisen.
Now according to traditional
Christian (and Jewish and Muslim) thought, we human beings have been created in
the
image of God. This means, among other
things, that he created us with the capacity for achieving knowledge—
knowledge
of our environment by way of perception, of other people by way of something
like what Thomas Reid calls
sympathy, of the past
by memory and testimony, of mathematics and logic by reason, of morality, our
own mental life,
God
himself, and much more.[6] And the above evolutionary account of our
origins is compatible with the theistic view
that
God has created us in his image.[7] So evolutionary theory taken by itself
(without the patina of philosophical naturalism
that
often accompanies expositions of it) is not as such in tension with the idea
that God has created us and our cognitive
faculties
in such a way that the latter are reliable, that (as the medievals like to say)
there is an adequation of intellect to reality.
But if naturalism is true, there is no God, and hence no God (or anyone
else) overseeing our development and
orchestrating
the course of our evolution. And this
leads directly to the question whether it is at all likely that our cognitive
faculties,
given naturalism and given their evolutionary origin, would have developed in
such a way as to be reliable, to
furnish
us with mostly true beliefs. Darwin
himself expressed this doubt: "With me," he said,
the horrid
doubt always arises whether the convictions of man's mind, which has been
developed from the mind
of the lower
animals, are of any value or at all trustworthy. Would any one trust in the convictions of a monkey's
mind, if there
are any convictions in such a mind?[8]
The
same thought is put more explicitly by Patricia Churchland. She insists that the most important thing
about the human
brain
is that it has evolved; this means, she says, that its principal function is to
enable the organism to move
appropriately:
Boiled down to
essentials, a nervous system enables the organism to succeed in the four F's:
feeding, fleeing,
fighting and
reproducing. The principle chore of
nervous systems is to get the body parts where they should be in
order that the
organism may survive. . . . . Improvements in sensorimotor control confer
an evolutionary
advantage: a
fancier style of representing is advantageous so long as it is geared to the organism's way of
life and enhances the organism's chances of survival [Churchland's
emphasis]. Truth, whatever that is,
definitely
takes the hindmost.[9]
What Churchland means, I think, is
that evolution is interested (so to speak) only in adaptive behavior, not in
true
belief. Natural selection doesn't care
what you believe; it is interested
only in how you behave. It selects for certain
kinds of behavior, those that enhance
fitness, which is a measure of the chances that one's genes are widely
represented
in the next and subsequent generations. It doesn't select for belief, except insofar
as the latter is appropriately related to
behavior.
But then the fact that we have evolved guarantees at most that we behave in certain ways--ways that
contribute
to our (or our ancestors') surviving and
reproducing in the environment in which we have developed. Churchland's claim,
I think, is best understood as the suggestion
that the objective[10]
probability
that our cognitive faculties are reliable, given
naturalism and given that we have been
cobbled together by the processes to which contemporary evolutionary
theory calls our attention, is low. Of course she doesn't explicitly mention
naturalism, but it certainly seems that she is
taking it for granted. For if theism were true, God might be
directing and orchestrating the variation in such a way as to
produce, in the long run, beings created in
his image and thus capable of knowledge; but then it wouldn't be the case that
truth takes the hindmost.
We can put
Churchland's claim as
P(R/N&E)
is low,
where 'R' is the proposition that our cognitive faculties
are reliable, 'N' the proposition that naturalism is true, and 'E' the
proposition that we
have evolved according to the suggestions of contemporary evolutionary theory.[11] I believe this
thought--the thought that P(R/N&E) is low--is
also what worries Darwin in the above quotation: I shall therefore call it
'Darwin's
Doubt'.
Are Darwin and Churchland
right? Well, they are certainly right
in thinking that natural selection is directly interested
only in behavior, not belief, and that it is
interested in belief, if at all, only indirectly, by virtue of the relation
between
behavior
and belief. If adaptive behavior
guarantees or makes probable reliable faculties, then P(R/N&E)
will
be rather high:
we (or rather our ancestors) engaged in at
least reasonably adaptive behavior, so it must be that our cognitive faculties
are at least reasonably reliable, in which
case it is likely that most of our beliefs are true. On the other hand, if our
having reliable faculties isn't guaranteed by or even particularly
probable with respect to adaptive behavior, then presumably
P(R/N&E) will be rather low. If, for example,
behavior isn't caused or governed by belief, the latter would be, so to speak,
invisible
to natural selection; in that case it would be unlikely that most of our
beliefs are true, and unlikely that our cognitive
faculties
are for the most part reliable. So the
question of the value of P(R/N&E) really turns
on the relationship between
belief
and behavior. Our having evolved and
survived makes it likely that our cognitive faculties are reliable and our
beliefs
are
for the most part true, only if it would be impossible or unlikely that creatures
more or less like us should behave
in
fitness-enhancing ways but nonetheless hold mostly false beliefs.[12]
Is
this impossible or unlikely? That
depends upon the relation between belief and behavior. What would or could
that relation be? To try to guard against interspecific chauvinism, I suggested
that we think, not about ourselves and our
behavior,
but about a population of creatures a lot like us on a planet a lot like earth
(Darwin suggested we think about
monkeys
in this connection). These creatures
are rational: that is, they form
beliefs, reason, change beliefs, and the like.
We imagine furthermore that they and their
cognitive systems have evolved by way of the mechanisms to which
contemporary evolutionary theory direct our
attention, unguided by the hand of God or anyone else. Now what is
P(R/N&E), specified, not to us, but to
them? To answer, we must think about
the relationship between their beliefs
and their behavior? There are four mutually exclusive and jointly exhaustive possibilities.
(1) One
possibility is epiphenomenalism:[13] their behavior is not caused by their beliefs. On this possibility, their
movement
and behavior would be caused by something or other--perhaps neural
impulses--which would be
caused
by other organic conditions including sensory stimulation: but belief would not
have a place in this
causal
chain leading to behavior. This view of
the relation between behavior and belief (and other mental
phenomena such as feeling, sensation, and
desire) is currently rather popular, especially among those strongly
influenced
by biological science. Time (December, 1992) reports that J. M.
Smith, a well-known biologist,
wrote "that he had never understood why
organisms have feelings. After all,
orthodox biologists believe
that
behavior, however complex, is governed entirely by biochemistry and that the
attendant
sensations--fear,
pain, wonder, love--are just shadows cast by that biochemistry, not themselves
vital to
the
organism's behavior . . . ." He could have added that (according to
biological orthodoxy) the
same
goes for beliefs--at least if beliefs are not themselves just biochemical
phenomena. If this way of
thinking is right with respect to our
hypothetical creatures, their beliefs would be invisible to evolution;
and
then the fact that their belief-forming mechanisms arose during their
evolutionary history would confer
little or no probability on the idea that
their beliefs are mostly true, or mostly nearly true. Indeed, the
probability
of those beliefs' being for the most part true would have to be rated fairly
low.
On
N&E and this first possibility,
therefore, the probability of R will be rather low.
(2) A second possibility is semantic epiphenomenalism: it could be that their beliefs do indeed
have causal
efficacy
with respect to behavior, but not by virtue of their content. Put in currently
fashionable jargon, this
would be the suggestion that beliefs are
indeed causally efficacious, but by virtue of their syntax, not by
virtue
of their semantics. On a naturalist or anyway a materialist
way of thinking, a belief could perhaps be
something
like a long-term pattern of neural activity, a long-term neuronal event. This event will have properties
of
at least two different kinds. On the
one hand, there are its electrochemical properties: the number of neurons
involved in the belief, the connections
between them, their firing thresholds, the rate and strength at which they
fire, the way in which these change over time
and in response to other neural activity, and so on. Call these
syntactical
properties of the belief. On the other
hand, however, if the belief is really a belief,
it will be the
belief that p for some proposition p. Perhaps it is the belief that there once was
a brewery where the Metropolitan
Opera House now stands. This proposition, we might say, is the content of the belief in question. So in
addition to its syntactical properties, a
belief will also have semantical [14]
properties--for example, the property
of being the belief that there once was a
brewery where the Metropolitan Opera House now stands. (Other
semantical
properties: being true or false, entailing that there has been at least one
brewery, being
consistent with the proposition that all men are mortal and so
on.) And the second possibility is that
belief is
indeed causally efficacious with respect to
behavior, but by virtue of the syntactic
properties of a belief, not its
semantic
properties. If the first possibility is
widely popular among those influenced by biological science, this
possibility
is widely popular among contemporary philosophers of mind; indeed, Robert
Cummins goes so far
as
to call it the "received view."[15]
On this view, as on the last, P(R/N&E) (specified to
those creatures) will be low. The
reason is that truth or
falsehood,
of course, are among the semantic properties of a belief, not its syntactic
properties. But if the former aren't
involved in the causal chain leading to
belief, then once more beliefs--or rather, their semantic properties, including
truth and falsehood--will be invisible to
natural selection.[16]
But then it will be unlikely that their
beliefs are mostly true
and hence unlikely that their cognitive
faculties are reliable. The probability of R on N&E together with this
possibility,
(as with the last), therefore, will be
relatively low.
(3) It could be that beliefs are
causally efficacious--'semantically' as well as 'syntactically'--with respect
to
behavior, but maladaptive: from the point of view of fitness these creatures
would be better off without them. The
probability
of R on N&E together with this possibility, as with the last two, would
also seem to be relatively low.
(4) Finally, it could be that the
beliefs of our hypothetical creatures are indeed both causally connected with
their
behavior
and also adaptive. (I suppose this is
the common sense view of the connection between behavior and belief in
our
own case.) What is the probability (on
this assumption together with N&E) that their cognitive faculties are
reliable;
and what is the probability that a belief
produced by those faculties will be true?
I argued that this probability isn't nearly
as high as one is initially inclined to
think. The reason is that if behavior
is caused by belief, it is also
caused by desire
(and other factors--suspicion, doubt,
approval and disapproval, fear--that we can here ignore). For any given adaptive
action,
there will be many belief-desire combinations that could produce that action;
and very many of those belief-desire
combinations
will be such that the belief involved is false.
So suppose Paul is a prehistoric
hominid; a hungry tiger approaches.
Fleeing is perhaps the most appropriate
behavior: I pointed out that this behavior
could be produced by a large number of different belief-desire pairs. To quote
myself:
Perhaps Paul
very much likes the idea of being
eaten, but when he sees a tiger, always runs off looking
for a better
prospect, because he thinks it unlikely that the tiger he sees will eat him. This will get his body parts
in the right place so far as survival is
concerned, without involving much by way of true belief. . . . .
Or perhaps
he thinks the tiger is a large, friendly,
cuddly pussycat and wants to pet it; but he also believes that the best way
to pet it is to run away from it. . . . or
perhaps he thinks the tiger is a regularly recurring illusion, and, hoping
to keep his weight down, has formed the
resolution to run a mile at top speed whenever presented with such an
illusion; or perhaps he thinks he is about to
take part in a 1600 meter race, wants to win, and believes the
appearance of
the tiger is the starting signal; or perhaps
. . . . Clearly there are any
number of belief-cum-desire
systems that equally fit a given bit of
behavior (WPF pp. 225-226).
Accordingly,
there are many belief-desire combinations that will lead to the adaptive
action; in many of these combinations,
the
beliefs are false. Without further
knowledge of these creatures, therefore, we could hardly estimate the
probability of R
on
N&E and this final possibility as high.
A problem with the argument as thus
presented is this. It is easy to see,
for just one of Paul's actions, that
there
are many different belief-desire combinations
that yield it; it is less easy to see how it could be that most of all of his
beliefs
could be false but nonetheless adaptive or
fitness enhancing. Could Paul's beliefs
really be mainly false, but still lead to
adaptive action? Yes indeed; perhaps the
simplest way to see how is by thinking of systematic ways in which his beliefs
could
be false but still adaptive. Perhaps Paul is a sort of early Leibnizian and
thinks everything is conscious (and suppose that
is false); furthermore, his ways of referring
to things all involve definite descriptions that entail consciousness, so that
all
of
his beliefs are of the form That
so-and-so conscious being is such-and-such. Perhaps he is an animist and thinks
everything is alive. Perhaps he thinks all the plants and animals
in his vicinity are witches, and his ways of referring to them
all
involve definite descriptions entailing witchhood. But this would be entirely compatible with his belief's being
adaptive; so
it is clear, I think, that there would be
many ways in which Paul's beliefs could be for the most part false, but
adaptive
nonetheless.
What we have seen so far is that
there are four mutually exclusive and jointly exhaustive possibilities with
respect
to that hypothetical population:
epiphenomenalism simpliciter, semantic epiphenomenalism, the possibility that
their beliefs
are
causally efficacious with respect to their behavior but maladaptive, and the
possibility that their beliefs are both causally
efficacious with respect to behavior and
adaptive. P(R/N&E) will be the
weighted average of P(R/N&E&Pi)
for each
of the four possibilities Pi
--weighted by the probabilities, on N&E, of those possibilities. The
probability calculus gives us
a formula here:
P(R/N&E) =
(P(R/N&E&P1) x P(P1/N&E)) +
(P(R/N&E&P2) x P(P2/N&E)) +
(P(R/N&E&P3) x
P(P3/N&E))
+ (P(R/N&E&P4) x P(P4/N&E)).
Of
course the very idea of a calculation (suggesting, as it does, the assignment
of specific real numbers to these various
probabilities) is laughable: the best we can
do are vague estimates. But that is all
we need for the argument. For consider
the
left-hand multiplicand in each of the four terms on the right-hand side of the
equation. In the first three, the
sensible
estimate
would put the value low, considerably less that 1/2; in the 4th, it isn't very
clear what the value would be, but it
couldn't be much more than 1/2. But then (since the probabilities of P1 and
of P2 (the two forms of epiphenomenalism)
would be fairly high, given naturalism, and
since the right hand multiplicands in the four terms cannot sum to more than 1)
that means that the value of P(R/N&E)
will be less than 1/2; and that is enough for the argument.
But the argument for a low estimate
of P(R/N&E) is by no means irresistible; our estimates of the various
probabilities
involved in estimating P(R/N&E) with
respect to that hypothetical population were (naturally enough) both imprecise
and poorly grounded. You might reasonably hold, therefore, that
the right course here is simple agnosticism: one just
doesn't know what that probability is. You doubt that it is very high; but you
aren't prepared to say that it is low: you
have no definite opinion at all as to what
that probability might be. Then this
probability is inscrutable for
you. This
too seems a sensible attitude to take. The sensible thing to think, then, is that
P(R/N&E) is either low or inscrutable.
Now return to Darwin's doubt, and
observe that if this is the sensible attitude to take to P(R/N&E) specified
to that hypothetical population, then it will
also be the sensible attitude towards P(R/N&E) specified to us. We are
relevantly like them in that our cognitive faculties have the same
kind of origin and provenance as theirs
are hypothesized
to have.
And the next step in the argument was to point out that each of these
attitudes--the view that P(R/N&E) is low
and
the view that this probability is inscrutable--gives the
naturalist-evolutionist a defeater
for R. It gives him a reason to
doubt
it, a reason not to affirm it. I argued
this by analogy. Among the crucially
important facts, with respect to the
question
of the reliability of a group of cognitive faculties, are facts about their origin.
Suppose I believe that I have
been created by an evil Cartesian demon who
takes delight in fashioning creatures who have mainly false beliefs
(but think of themselves as paradigms of
cognitive excellence): then I have a defeater for my natural belief that my
faculties
are reliable. Turn instead to the contemporary version of this scenario,
and suppose I come to believe that I
have been
captured
by Alpha-Centaurian superscientists who have made me the subject of a cognitive
experiment in which the
subject
is given mostly false beliefs: then, again, I have a defeater for R. But to have a defeater for R it isn't
necessary
that I believe that in fact I have been created by a Cartesian demon
or been captured by those Alpha-Centaurian
superscientists. It suffices for me to have such a defeater
if I have considered those scenarios, and the probability
that
one of those scenarios is true, is inscrutable for me--if I can't make any
estimate of it, do not have an opinion
as
to what that probability is. It
suffices if I have considered those scenarios, and for all I know or believe one of
them is true. In these cases too I have a reason for doubting, a reason for
withholding[17]
my
natural belief that my
cognitive faculties are in fact reliable.
Now of course defeaters can be
themselves defeated. For example, I
know that you are a lifeguard and believe
on that ground that you are an excellent
swimmer. But then I learn that 45% of
Frisian lifeguards are poor swimmers, and
I know that you are Frisian: this gives me a
defeater for the belief that you are a fine swimmer. But then I learn still further
that
you graduated from the Department of Lifeguarding at the University of Leeuwarden and that one of the
requirements for graduation is being an
excellent swimmer: that gives me a defeater for the defeater of my original
belief:
a defeater-defeater as we might put it.[18] But (to return to our argument) can the
defeater the naturalist has for R be in turn
defeated?
I argued that it can't (WPF 233-234).
It could be defeated only by something--an argument, for example,
that
involves some other belief (perhaps
as premise). But any such belief will
be subject to the very same defeater as R is.
So this defeater can't be defeated.[19]
But if I have an undefeated defeater for R, then by the same token I
have an undefeated defeater for any other
belief B
my cognitive faculties produce, a reason to be doubtful of that belief, a
reason to withhold it. For any such
belief will be produced by cognitive
faculties that I cannot rationally believe to be reliable. But then clearly the same
will be true for any proposition they
produce: the fact that I can't rationally believe that the faculties that
produce
that belief are reliable, gives me a reason
for rejecting the belief. So the
devotee of N&E has a defeater for just any belief
he
holds--a defeater, as I put it, that is ultimately undefeated But this means, then, that he has an
ultimately undefeated
defeater
for N&E itself. And that means that the conjunction of
naturalism with evolution is self-defeating, such that
one can't rationally accept it.
I went on to add that if naturalism
is true, then so, in all probability, is evolution; evolution is the only game
in
town,
for the naturalist, with respect to the question how all this variety of flora
and fauna has arisen. If that is so,
finally,
then naturalism simpliciter is
self-defeating and cannot rationally be accepted--at any rate by someone who is
apprised
of this argument and sees the connections between N&E and R.
II Objections
Now I believe this argument, while inevitably a bit sketchy, has a
great deal to be said for it. My
exalted
opinion
of it, however, has not sufficed to protect it from a number of extremely
interesting objections. Despite the
objections
I continue to believe that the argument is a good one: I therefore want to
examine and reply to the objections.
I have a further and ulterior motive. The objections have to do crucially with the
notion of defeaters; although this
notion is
absolutely central to contemporary
epistemology, it has so far received little by way of concentrated attention.[20]
Exploring
these objections will give us, as an added bonus, a good chance to learn
something about defeaters. I shall
first
briefly set out the objections, then make
some suggestions as to how defeaters work, and then assess the objections
in
the light of what (I hope) we will have learned about defeaters.
A. The Perspiration Objection (Michael
DePaul, Frederick Suppe, Stephen Wykstra, others). This objection goes as
follows.
"You claim that the naturalist has a defeater for R in the fact
that the probability of R on N&E is either low or
inscrutable.
But this can't be right. The
probability that the function of perspiration is to cool the body, given (just)
N&E, is
also low, as is the probability that Holland,
Michigan is 30 miles from Grand Rapids, given N&E. But surely it would be
absurd
to claim that these facts give the partisan of N&E a defeater for those
beliefs.
B. Austere Theism a defeater for Theism
Simpliciter? (Earl Conee,
Richard Feldman, Theodore Sider, Stephen
Wykstra, others) This objection comes in
three varieties.
1.
"If you are a theist, then, unless your inferential powers are severely
limited, you also accept austere
theism, the view
that there exists an extremely powerful and
knowledgeable being. But the
probability of theism with respect to
austere
theism,
like that of R with respect to N&E,
is low or inscrutable; hence (if the principles underlying your argument
against
N&E are correct) austere theism furnishes
the theist with a defeater for theism.
But every theist is an austere theist: so every
theist has a defeater for theism. Furthermore, this defeater can't be
defeated, as is shown by an argument exactly paralleling
the one you gave for supposing that the defeater
for N&E can't be defeated. So if
your argument is correct, the theist
has an ultimately undefeated defeater for
theism."
2.
"If N&E is self-defeating in the way you suggest, then so is austere
theism. For relative to austere theism,
the probability
of
R is low or inscrutable; the austere theist therefore has an undefeatable
defeater for R, but then also for any other belief
she holds, including austere theism
itself. Austere theism, therefore, is
self-referentially self-refuting (if N&E is) and hence
cannot rationally be accepted. But of course theism entails austere theism;
if it is irrational to accept a proposition p,
it is also
irrational to accept any proposition that
entails it; hence if the argument defeats naturalism, it pays the same compliment
to
theism."
3.
"As in (b), the probability of R on austere theism is low or inscrutable;
so the theist has a defeater for R, and hence for
anything else he believes; but then he has a
defeater for theism, one he can't lose as long as he accepts theism."
C. Can't the Naturalist Just Add a
Little Something? (Fred Dretske, Carl
Ginet, Timothy O'Connor, Richard Otte,
John
Perry, Ernest Sosa, Stephen Wykstra,
others). An austere theist who wasn't
also a theist would face the same
defeater as the partisan of N&E. Although the theist also accepts austere
theism, she escapes defeat because she
accepts
not just austere theism, but something additional, the difference, we might
say, between austere theism and theism.
But if it is right and proper for the theist
thus to elude defeat, why can't the naturalist do the same thing? Thus Ginet:
. . . if we delete this component (the difference
between theism simpliciter and
austere theism) and consider
just the
hypothesis T- that there is a perfect being who creates everything else, then it looks as if we could argue
in just the same way Plantinga argues
concerning P(R/N&E&C[21]) to the
dismal conclusion that P(R/T-&E&C)
is low or
unknown. Now how is it that the theist
is allowed to build into her metaphysical hypothesis something
that entails R or a high probability of R but
the naturalist isn't? Why isn't it just
as reasonable for the naturalist
to take it as
one of the tenets of naturalism that our cognitive systems are on the whole
reliable (especially since
it seems to be in our nature to have it as a
basic belief)?[22]
D. The Maximal Warrant Objection (William
Alston, Timothy O'Connor, William Craig, others) According to this
objection,
R has a great deal of intrinsic warrant for us. This proposition has warrant in the basic way: it doesn't get its
warrant
by way of being accepted on the evidential basis of other propositions. It has so much intrinsic warrant, in fact,
that
it can't be defeated--or at any rate can't be defeated by the fact that
P(R/N&E) is low or inscrutable. A
variant of
this
objection (Van Fraassen) addresses and rejects the argument's implicit premise
that if the right attitude towards
P(R/N&E)
with respect to that hypothetical
population is low or inscrutable, then the same goes for that probability
with
respect to myself (ourselves).)
E. The Dreaded Loop Objection (Richard
Otte, Glenn Ross, David Hunt, others).
Following Hume (and Sextus
Empiricus) I said that if the devotee of N (or N&E) is rational, then he
will fall into
the following sort of diachronic loop: first,
he believes N&E and sees that this gives him a defeater for R, and hence
for
N&E; so then he stops believing N&E;
but then he loses his defeater for R
and N&E; then presumably those beliefs
come
flooding back; but then once again he has a defeater for them; and so on, round
and round the loop. In this loop
N&E keeps getting alternately defeated
and reprieved--i.e., at t1 it is defeated, at t2 undefeated, at t3 defeated,
and so on.
And then I went on to say that his falling
into this loop gives him an ultimately undefeated defeater for N&E.
According to the objector, the
problem is two-fold. First, suppose the
devotee of N&E were to fall into such
a loop and doggedly plod around it: he
wouldn't thereby have an ultimately undefeated defeater for N&E. What he
would
have instead is a defeater that is not ultimately defeated--a different matter
altogether. An ultimately undefeated
defeater would be one such that at a certain
point it is undefeated, and remains undefeated thereafter. But, says the
objector,
that doesn't happen here: here the devotee of N&E alternately has and loses
his defeater for N&E. For every
time at which he has a defeater for N&E,
there is a subsequent time at which that defeater is defeated; this alternation
is
terminated
only by death or disability. Hence,
obviously, he does not have an ultimately undefeated defeater for N&E.
But further, why think in the first
place that rationality requires him to fall into this appalling loop? The fact is rationality
requires that he stay out of the loop, or at
least get out of it after a couple of tours around it. Can't he see in advance what is
coming? He'd have to be (at best) extremely
imperceptive to keep on slogging round and round that loop.
III Defeaters and Defeat
A formidable, indeed frightening
array of objections: what can be said by way of reply? Note first that these
objections all concern the behavior of
defeaters in one way or another.
Therefore proper procedure demands, I think, that
we
begin by trying to think to some purpose about defeaters and how they
work.
Classical foundationalists such as
Descartes had little need for the notion of a defeater: in a well-run epistemic
establishment,
so he thought,[23]
the
basic beliefs (those not accepted on the evidential basis of other beliefs) are
certain
and
the beliefs in the superstructure follow from those basic beliefs by way of
argument forms whose corresponding
conditionals are themselves certain. Furthermore, there will be no consequences
C1 and C2 of the foundational beliefs
such
that C1 is improbable, epistemically or objectively, with respect to C2. But then this structure of beliefs will
never
include a pair of propositions or beliefs one
of which is a defeater for the other.
With the rejection of Cartesian
classical
foundationalism, however, defeaters assume a real importance. Locke held that in a healthy structure of
beliefs,
the relation between the basic beliefs and a
belief in the superstructure (a nonfoundational belief) need not be deductive:
probability
will do. But then of course it could be
that a superstructural belief is probable with respect to one element of the
foundation but improbable with respect to the
conjunction of that element with other elements of the foundation: those other
elements,
then, will serve as a defeater for the proposition in question. Locke as well as Descartes, however,
accepted the
classical foundationalist doctrine according
to which properly basic beliefs (those properly accepted in the basic way) are
certain. But this doctrine is now widely recognized
as a snare and a delusion. For example,
I now believe in the basic way
that I am seated before my computer, that the
tiger lilies in the backyard are blooming, and that I had a grapefruit for
breakfast:
none of these is certain in the Cartesian-Lockean sense; but each is properly
basic. And if basic beliefs need not be
certain, then there is still another use for
the notion of a defeater. For then it
can be, not merely that we can acquire
defeaters for superstructural beliefs; then
we can also acquire defeaters for what we believe in the basic way.
Given the importance of the notion
of defeaters for contemporary, post-classical foundationalist epistemology,
it is a bit puzzling that this idea has only
recently assumed center stage. We find
it in Roderick Chisholm's work, first in his
"The
Ethics of Requirement" American
Philosophical Quarterly Vol I (164)
and second in the first edition of Theory
of
Knowledge
(Prentice-Hall, 1966) p. 48; the notion of defeasible reasoning assumes an
increasingly large role in the two
subsequent editions of that work. Of course this idea of defeasibility goes
back long before Chisholm. A locus
classicus of the
notion, and the origin of the use of the terms 'defeat' and 'defeasibility' in
this general kind of connection,
is H. L. A. Hart's "The Ascription of
Responsibility and Rights".[24] The notion of defeat and defeasible
reasoning is
intimately
connected with total evidence and the fact that various strands within one's
total evidence can point in different
directions;
this peculiarity of nondeductive reasoning is noted much before Chisholm by
William Kneale,[25]
J.
M. Keynes,[26]
Bernard
Bolzano,[27]
and
indeed by Locke himself.[28] But none of these thinkers made any
effort to develop and explore this
notion.
Now a contemporary cynosure of
defeasibility obviously is (or ought to be) John Pollock.[29] And according
to Pollock,
(n) If P is a
reason for S to believe Q, R is a defeater
for this reason if and only if R is logically consistent with P and
(P&R) is not a reason for S to believe Q.[30]
It
looks initially as if a defeater R
must be a proposition or belief: presumably it is only
propositions or beliefs that stand to
something
or other in the relationship of being logically consistent. This probably doesn't represent Pollock's
intentions,
however. For he also believes that an experience, sensuous or otherwise, can
function as a reason for a belief; but then
presumably another experience can function as
a defeater for that (experiential) reason.
True, (n) wouldn't then be exactly
right (given that the defeater is supposed to
be consistent with P), but it already
suffers from the same defect insofar as
Pollock thinks experiences can be reasons,
and can be subject to defeat. And a proposition D is a defeater of a reason R
for
a belief B, says Pollock, just
if D
is consistent with R and R&D is not a reason for B.
Many questions arise about this
account of defeaters and defeat. Many
of the most important revolve about the
nature of defeaters
and defeat. First, what, fundamentally,
are defeaters? What (if anything) are they for and what do
they do?
Second, what is this 'is a reason for' relationship that holds between R and B but fails to hold between
(P&R) and B? Pollock apparently
assumes that it is a broadly logical
relation; at any rate he seems to hold ("Oscar", p.
318)
that if R is a reason for B, then it's necessary that it is. Is
this true? Or might it be that (for
some R's and B's) B
is in fact a
defeater for R, but could have failed
to be? Third, if you acquire a defeater
(an undefeated defeater) for a
belief B
but continue to hold B with unabated
strength, what, precisely, is wrong with you?
To what sort of criticism
are
you appropriately subject? Fourth,
Pollock holds that a defeater is always a defeater for a reason for a belief; is
that
right, or could a defeater defeat, not a reason for a belief, but the belief
itself? Fifth, suppose you have a
defeater D for
a reason R for a belief B you hold: is (as
Pollock seems to hold) D a defeater for B in
itself, so to speak, or only relative to
something else, perhaps something like a body
of background information? And sixth, I
claim that N&E is self defeating,
constitutes
a defeater for itself: but is that really possible?
These are perhaps the central
questions, but many other important questions arise as well. For example, is it
only
beliefs that can be defeaters, or can
other states of an epistemic agent also serve as defeaters? If I hold a belief
A and learn something B with respect to which
the probability of A is low or inscrutable, does B automatically constitute
a defeater (even if perhaps a very easily
defeated defeater), for me, of A ? In
many central cases, I hold a belief A
and then learn something B that is a
defeater, for me, of A: but can there also be cases where I already have a defeater
for
A, but perhaps don't realize it? The
above evolutionary argument apparently presupposes that a belief can be a
defeater
for itself: but can this
really happen? And consider R, the
proposition that our cognitive faculties are reliable. Can one really
acquire
a defeater for R? If so, that defeater
would presumably be (or be intimately associated with) some belief B; but
then
if you had a defeater for R, wouldn't you also have a defeater for B and hence a defeater-defeater for your
defeater for
R? Here we seem to verge on a sort of loop--not
a diachronic loop, but a loop nonetheless; how are we to think about
such loops? We will look into some of these
questions, but no more deeply than is necessary for our project.
A. The Nature of Defeat Our question is: what is the nature of
defeaters, and what is the nature of defeat?
With respect
to
the first question, the basic but rough answer is that defeaters are reasons
for changing one's beliefs in a certain way.
An account of defeaters, we might say,
belongs to the subject of rational
kinematics (apologies to Richard Jeffrey),
the subject
(if there were such a subject) that specifies the correct or proper ways of
changing belief in response to
experience and new belief. But what is the nature of defeat? What constitutes correctness or propriety
here? Suppose
I
have a defeater for one of my beliefs B and
no defeater for that defeater (so that what I have is an undefeated defeater
for B);
but suppose I continue to hold B
anyway. What, precisely, is my
problem? Presumably this is a
deplorable state
of affairs; even if it isn't a punishable
offense, there is something wrong, unhappy, regrettable about it. But what
precisely,
or
even approximately?
The usual answer (concurred in, I
think, by Pollock) is that I would then be in an irrational condition of some
kind; there would be something irrational
about me, or more precisely about the structure of my beliefs. And this answer,
despite
its popularity, is correct. But
irrationality is multifarious and legion:[31] of what sort are we speaking of here? This is
not the place for a taxonomy of rationality
(for an initial effort at such a taxonomy, see WCD pp. 000 ff.), but the basic
idea,
I think, should be something like this. Roughly speaking, a belief, or a withholding
of a belief (or a decision, inclination, act
of will or other bit of cognitive
functioning) is rational (in the
relevant sense), in a set of circumstances, when it is one that
in those circumstances could be displayed or
undergone by a rational person. More
specifically, what counts is the sort of
response
that could be displayed or undergone by a rational human person; significantly different outputs might be
compatible with proper function for angels,
or Alpha Centaurians, or other rational creatures with design plans somewhat
different
from ours. And a rational human being
is one whose rational faculties, (or ratio,
or cognitive faculties) are
functioning properly, subject to no dysfunction or
malfunction. More specifically, it is the faculties or belief producing
processes involved in the production of the
belief in question that must be functioning properly; the rationality of my
belief that
China
is a large country is not compromised by the fact that I harbor irrational
beliefs about my neighbor's dog. What
is
relevant,
here, is not ideal function; we
aren't thinking of the way in which an ideally rational person would function.
(An ideally rational person, I suppose, would
be omniscient, and perhaps a really
ideally rational person would be
essentially omniscient, omniscient in every
possible world in which he exists.)
What is relevant here is the sort of function
displayed
by a cognitively healthy human being.[32] Even this leaves some latitude, of course,
but for now I think we can live
with
it.
A belief is rational in a certain
set of circumstances and rational when it is a healthy or sane belief to hold
in
those circumstances. The relevant
circumstances have a two-tiered character.
First, there is my noetic
structure: an
assemblage
of beliefs and experiences (and other cognitive states such as doubts, fears
and the like) together with
various
salient properties of these states and relevant relations obtaining among
them. Let's oversimplify and think just
of
beliefs
and experiences. A description of a
noetic structure would include a description of the strength of each belief, of
the logical relations between that belief and
others, and of the circumstances (crucially including experiences) under which
the
belief
in question was formed and sustained.
Not all beliefs are formed in response to experience (together with
previous
belief),
and it may be that some beliefs are formed in response to experience, previous
belief and still other circumstances:
let's use the ugly but popular term doxastic
input to denote whatever it is that
beliefs are formed in response to. Then
we
can say that a description of S's noetic structure would include an
account of the doxastic input to which S has been subject,
as well as an account of the doxastic
responses thereto. Again, much more
should be said, but perhaps for present purposes
we can leave the notion of a noetic structure
at this intuitive level. We can note
parenthetically that a noetic structure can be
rational;
a rational (human) noetic structure is one such that its doxastic output could
be the output (for given doxastic input)
on the part of a rational human being--one,
that is, whose rational faculties have all along been functioning
properly.
(No
belief in a rational noetic structure results from and is sustained by an
irrational (insane, dysfunctional) response to
circumstances
and experience.
The first tier of my current circumstances, therefore, is my
noetic structure; and the second tier of circumstances
is
current experience--more broadly, current doxastic input. And we can say that a belief is rational,
with respect to a
given noetic structure and given current
doxastic input, just if it is a rational (i.e., nonpathological,
nondysfunctional) doxastic
response to that structure and doxastic input. Note that it is entirely possible for a
belief to be rational in this sense even if
the
noetic structure of which it is a part is not rational. Again, perhaps I hold irrational beliefs
about my neighbor's dog (I
have
finally snapped under the strain of that constant barking and have come to the
irrational belief that this dog is purposely
trying
to drive me insane); some of my beliefs may nonetheless be rational with
respect to my noetic structure and current
doxastic
input. In fact other beliefs about that
dog could have that property: for example, the belief that it is now digging up
my
newly planted lilacs, or even the belief that it would be a good thing to
engage a hitman (a canine specialist) from Chicago
to take care of it.[33]
By way of example of an irrational,
pathological doxastic response: I have never met you, although you have been
pointed out to me at a distance, and I have
the impression that your name is Sam.
We meet at a party, and you tell me your
name is not Sam but George; and suppose my
noetic structure is more or less standard, at least with respect to
experience with people's telling me their
names. If, under these conditions, I
continue to believe your name is Sam,
then there is something wrong with me; my
cognitive reaction is not the right or appropriate or normal (in the
nonstatistical
sense) reaction (given my noetic structure)
to that doxastic input. The same goes
more dramatically if I form the belief that
you are only 4 inches tall, or that you are
an alien from outer space sent to kidnap me.
The rationality involved here is in
the same neighborhood as that involved in warrant: that property or quality,
or
better, quantity, enough of which is what distinguishes knowledge from mere
true belief. There isn't space here to
explain how rationality as proper function is
involved in warrant;[34] roughly,
however, a belief has warrant (as I see it) for
a
person in case that belief is produced by cognitive faculties working properly
in an appropriate cognitive environment
according
to a design plan successfully aimed at the production of true belief. The relation between warrant and defeaters
is
complex.
First, it is not the case that a defeater for one of my beliefs defeats
the warrant that belief has for me;
for I
can have a defeater for a belief that has no
warrant for me. In WPF, I argued that
if I lie to you and you believe me, then
the belief you acquire has little if any
warrant, even though your cognitive faculties are functioning just as they
should.
The
reason is that warrant requires more than just that your faculties be functioning properly (see WPF, pp. 000 ff.); the
rest
of your cognitive situation, including your
cognitive environment, must also meet certain conditions. But of course you can
acquire a defeater for a belief you have as a
result of my lying to you (perhaps I shamefacedly confess the lie); so you can
acquire a defeater for a belief that has
little or no warrant for you. What is
important is that your new belief (that I lied)
rationally requires a revision in your
structure of beliefs. On the other
hand, if I acquire an undefeated defeater for a
belief
but continue to hold it, that belief will not have warrant for me.
Furthermore, a circumstance that
defeats the warrant a belief has for me need not be a defeater for that belief:
it need
not make it irrational for me to continue to
hold the belief. Unbeknownst to me, you
build a lot of fake barns in my
neighborhood;
I see what is in fact a real barn and form the belief that it is indeed a real
barn; all those fake barns prevent
this
belief from having much by way of warrant for me, but they (or the proposition
that they are present around here) do not
constitute a defeater, for me, for that
belief. (Of course if you had told me you had done this deed, then I
would have had a
defeater for the belief in question.)[35] Still further, a belief D can defeat another belief B,
for me, even if D has little or no
warrant
for me. I believe that there is a sheep
in the pasture; you (the owner of the meadow) tell me there are no
sheep
in the neighborhood, although (as you add) you do own a dog who frequents the
pasture and is indistinguishable from a
sheep at 100 yards; I believe you. As it happens, you are lying (in order to demonstrate
your liberation from
pre-post-modern ideas about truth and
truth-telling). The belief I innocently
form as a result of your mendacity has little or
no warrant for me but is nonetheless a
defeater for my belief that there is a sheep in the pasture.
This example takes advantage of the
fact that warrant sometimes requires more than proper function on the
part of the believer; but other examples show
that it is also possible for a belief formed by way of cognitive malfunction to
serve as a defeater. Years of giving in to my unduly suspicious
nature may finally lead me to think my best friend is secretly
out
to get me; that belief is irrational, has no warrant for me, but can
nonetheless serve as a defeater for my belief that
best friends never do things like this. Given that
I believe my friend is out to get me, it isn't rational to believe that
nobody's
friend is ever out to get him, even if my
belief that my friend is out to get me is itself irrationally formed. (If you like
more
fanciful examples, note that if I am a brain in a vat, or deceived by a
Cartesian demon, or am struck by an errant burst
of
cosmic radiation (causing me to believe that I have just won the Nobel prize in
chemistry) the beliefs I form as a result
of these malfunctions can function as
defeaters, for me, even if they lack warrant.) Finally, what rationality requires, in the
case
of a defeated belief, is that I withhold that
belief, fail to accept it. Withholding
a belief, of course, won't have warrant:
it won't have the property that distinguishes
knowledge from mere true belief. Still,
the rationality involved is of the same
kind: the rational reaction(s), here, will be
one(s) dictated or permitted by the human design plan (in the circumstances
that
obtain); it will be the sort that could be
displayed by a person with properly functioning cognitive faculties in those
circumstances.
B. Do Defeaters Defeat Reasons? According to
Pollock, a defeater is a defeater for a reason
for a proposition.
That
reason, he thinks, may be another proposition or belief, but it needn't be; it
could also be an experience, for example
a way of being appeared to. Return to the sheep in the pasture: my
original reason for thinking that there is a sheep there
is that it looks to me as if there is a sheep there. (We might say, with
apologies to Roderick Chisholm, that I am appeared to
sheeply). When you tell me the lie, I acquire a
defeater; my defeated reason is not a proposition or belief, however, but
instead a visual experience or way of being
appeared to. So the defeated reason
need not be a belief. But in any case,
says
Pollock,
it is a reason that gets defeated,
not the proposition or belief for which that reason is a reason. So he says; but is
he right here?
In the argument against naturalism,
I spoke of a defeater for a proposition,
a belief, a defeater for N, rather
than for
a reason for N. This is more satisfactory, I think, for a couple of reasons.
First, it is more natural. A defeater (thought of my way) is in essence
a reason for withholding a belief; but obviously
there are reasons for withholding a belief
that do not consist in defeat of reasons for that belief.[36] But more than
naturalness is at issue. In some cases you have an apparent defeater
for a belief, and there simply isn't
anything that can be
identified as your reason for that belief--no
other belief or proposition, surely, but also no way of being appeared to
or
other experience. Consider memory, for
example. I remember that I mowed the
lawn yesterday; but what is my reason
for so thinking? Not some other belief or proposition--I don't ordinarily infer it
from, e.g., the fact that the lawn looks as
if it were mowed just yesterday, and I'm the
person who mows it. (True, as one ages
it may happen more often that this
is how you form beliefs about what you did
yesterday; but it's not the usual run of things.) Nor is there some
experience--certainly no way of being
appeared to--that is my reason for believing I mowed yesterday. My memory that
I
mowed the lawn may indeed be accompanied by bits of sensuous imagery as of
someone mowing a lawn; but that imagery
is
partial, fragmented, fleeting, hard to focus.
It isn't nearly detailed and specific enough to enable me to determine,
on the
basis of it, that it was my lawn that got mowed, that it was I who mowed it, and that it was yesterday
when it all
happened.[37] Perhaps this sort of imagery accompanies
memory for most of us; nevertheless it isn't a reason for the
memory belief formed.
Of course there is also another kind of phenomenology involved
with memory, a phenomenology that accompanies
all beliefs.
There is a sense of the belief's being right--its feeling,
somehow, like the correct belief here, its feeling natural
or proper, or appropriate in the
circumstances. The thought that it was you
(not I) who mowed my lawn yesterday feels
strange,
alien, unacceptable--it's hard to find the right words. (Where are the phenomenologists, now that we
need them?)
But this sense or feeling, while it seems to
be an experience of some kind, and while it ordinarily accompanies memory
beliefs, can hardly be my reason for accepting the belief; such a
feeling of rightness or propriety accompanies every belief,
including
those that we rightly describe as ones for which I have no reason at all.
So memory beliefs are ones I quite
properly accept, but don't accept on the basis of a reason, experiential or
otherwise. Of course it doesn't follow that they simply
pop into one's mind at random. They are
instead occasioned by
circumstances. For example, you ask me what I had for
breakfast; I reflect for a moment, and the answer comes to mind:
oatmeal
and an orange. Your question then (or
perhaps the experience involved in my hearing and understanding your
question)
occasions my memory belief; it is not, of course, my reason for accepting that belief.
Elementary a priori beliefs are also beliefs I
don't accept on the basis of reasons. I
believe that 3+1 = 4, the
corresponding
conditional of modus ponens, and that
no dogs are sets. Of course I don't
accept these beliefs on the
evidential
basis of other beliefs; and while there may be a sort of visual imagery
involved (perhaps something resembling a
glimpse of fragments of a sentence on a
blackboard, or perhaps something like a quick look at a sort of indistinct dog
between braces), I don't form the belief on
the basis of that imagery.[38] Memory and some a priori beliefs, then, are not
beliefs that we hold on the basis of reasons. But we do sometimes have defeaters for
memory and a priori beliefs; such
defeaters, therefore, are not defeaters for
reasons for such beliefs.
Still further, with respect to some
sorts of belief, what gives me a defeater for a belief of that sort is just the
fact
that I realize that I don't have a reason for
it; that realization is itself a defeater for the belief. Due to a small cognitive
glitch, for example, the thought that you are
now in San Francisco unaccountably pops into my mind; I suddenly form
the belief that that's where you are. I then realize that no one has told me that
you are there; I have no track record of
telepathy or anything of the sort; I have no
reason of any sort to think that you are there. But this belief is of the sort requiring
reasons,
if it is to be accepted rationally; my realizing that I have no reasons is
itself a reason, for me, to reject the belief, to be
agnostic
with respect to that proposition. This
realization, then, is a defeater for me for this belief; but of course it is
not a
defeater
for a reason for the belief.
C. Defeat is relative A defeater of
a proposition, whether potential or actual, is always, pace Pollock, a defeater with
respect to a given
noetic structure. You and I both
believe that the University of Aberdeen was founded in 1495; you but
not
I know that the current guidebook to Aberdeen contains an egregious error on
this matter. We both win a copy of the
guidebook
in the Scottish national lottery; we both read it; sadly enough it contains the
wholly mistaken affirmation that the
university was founded in 1595. I thereby acquire a defeater for my belief
that the university was founded in 1495, but you,
knowing about this notorious error, do
not. The difference, of course, is with
respect to the rest of what we know or
believe: given the rest of what I believe, I now have a reason to reject
the belief that the university was founded in 1495, but
the same does not hold for you. You already know that the current guidebook
contains an egregious error on the matter
of
the date of the university's foundation; this
neutralizes in advance (as we might put it) the defeating potential of
the newly
acquired bit of knowledge, vis., that the
current guidebook to Aberdeen says the university was founded in 1595. Your
learning
that the guidebook gives 1595 as the date of the university's founding does not
give you a defeater for your belief
that it was founded in 1495. Hence this new bit of knowledge is a
defeater, for me, for the belief that the university was
founded in 1495, but not for you. The reason, obviously, is that it is a
defeater for that belief with respect to my noetic
structure but not with respect to yours. Here we might also note that a belief D can serve as a defeater for a belief B,
but would not have served as a defeater for
the conjunction of B with some other
proposition; to put it a bit misleadingly,
D can be a defeater of a belief,
but fail to defeat the conjunction of that belief with another belief. As before, my belief
D
that the guidebook says the university was founded in 1595 is a defeater for my
belief that the university was founded in
1495; but if instead I had believed both that
the university was founded in 1495 and that the guidebook contains an
egregious
error about when it was founded, D would not have been a defeater for that
conjunction (or for either conjunct).
D. How defeaters work We now have answers to the first group
of questions on p. 00023. It is time
to attempt a
characterization
of defeat and the defeater relation; but first, suppose we consider a couple of
paradigm cases of defeaters.
Recall the problem with the current guidebook
to Aberdeen: I visit Aberdeen, read the guidebook, and come to acquire the
mistaken belief that the university was
established in 1595. But then I attend
a local reading of the poetry of William
McGonagall, poet and tragedian; in the course
of the proceedings someone mentions the mistake and the mortified
author
of the guidebook stands up and acknowledges his grievous error. I then acquire a defeater for my previous
belief, a
reason for withholding it, a reason (in this
case) for believing something incompatible with it. If by some odd chance I
continue to believe that the university was established
in 1595, then by that token I would be displaying irrationality. Another
example we have already encountered: I see
what looks like a sheep in the adjoining pasture; you, the owner of the field,
then tell me that you keep no sheep there,
but do own a dog visually indistinguishable from a sheep at moderate
distances.
Again,
if circumstances are more or less standard (for example, I have no reason to
think you are lying) and I continue to
believe that the pasture contains a sheep, I
would be displaying irrationality, cognitive dysfunction. Still another example,
this
one due to John Pollock: I enter a factory and observe an assembly line on
which there are widgets spaced at 15 inch
intervals;
they look red, and I form the belief that they are red. But then the shop superintendent happens
along and tells
me that the widgets are irradiated with
infrared light, making it possible to detect otherwise undetectable hairline
cracks.
Realizing that those widgets would look red
no matter what their color, I have a defeater for my belief that the widgets
are red.
In this case, unlike the previous two cases,
I don't acquire a reason for believing that the widgets are not red (as I would
if the shop superintendent added that they
were really white); it is rather that I lose my reason for thinking that they are
red. That reason is
canceled by the defeater. I shall
follow Pollock in calling defeaters of this kind 'undercutting' defeaters;
defeaters that give me a reason for believing
the denial of the proposition defeated are 'rebutting' defeaters.
In this simplest sort of case, S holds a belief B, but then she learns something new, D; and the rational response to
learning D
is to withhold B (or believe it less
firmly). But this is only the simplest
case. Here is one kind of complication:
we want to be able to consider the sort of
case where it seems that at a given time t
you already have a defeater for a belief,
but don't realize it: you don't see the
relevance of the one belief to the other; you don't make the connection. You are a
detective investigating a murder. You think the butler is innocent (he has
such a wholesome look about him), but you also
know facts f1 - fn about the case, which
taken together imply that the butler must after all be the guilty party (no one
else had opportunity). Should we say that you really had a defeater
all along, since you knew f1 - fn all along, and with
respect to them it is at best extremely
unlikely that the butler is innocent?
Or should we say that you didn't really have a
defeater for this belief until you realized that the butler's innocence is
unlikely, given f1 - fn? Suppose we file this question
for future reference; perhaps our account of
defeat will enable us to see an easy answer.
Another kind of complication:
perhaps the new thing I learn doesn't require that I withhold a belief B I have
been
accepting;
perhaps it only requires that I hold it less strongly. For example, I believe very firmly that your
name is 'Mathilda
'
and have believed this for some time.
But then you tell me that it really isn't 'Mathilda', but 'Letitia'; you
have never liked
the latter, however, and hence tell everyone
that your name is 'Mathilda'. But your
manner, in telling me this latter, is ironi
c
and a bit enigmatic; furthermore you have often told me outrageous things with
a straight face. I'm inclined to think you
are only joking, but I can't be really
sure. Then, I should think, the
rational degree of belief, for me, in the proposition that
your
name is 'Mathilda' is less than it was.
If I continue to accept it with the same fervor as before, there is
something
irrational about me or my noetic
structure.
A further matter here: must
a
defeater be a belief, or could some
other cognitive condition serve as well?
A defeatee
will be a belief--the belief that P, for some proposition P.
And often what defeats this belief, if it gets defeated, will be
some
other belief. But not necessarily
always. I tell you that there are no
tulips in Holland, Michigan this May: too much
cold weather in April. You are obliged to go to Holland to visit a
sick aunt; as it happens, you go in May.
Driving into the
city, you are confronted by a splendid field
of tulips in full bloom. You then have
a defeater for your belief that there are
no tulips there then, whether or not you
explicitly form the belief--"Hey! There are lots of tulips here."
So perhaps defeaters
need not always be beliefs. Even when they are not, however, there will
be a belief relevantly associated with the defeater.
In this case, for example, the defeater is
an experience, a being appeared to in a certain way; that experience is such
that,
given
your noetic structure, it would be rational to form the belief that there are
tulips in Holland in response to it;
and if
you had
formed that belief, it would have been a defeater for the belief for which
the experience is a defeater. But the
relevant associated belief need not actually
be formed in order for there to be a defeater.
As we have seen, the basic idea is
that when S acquires a defeater for B, she acquires a reason for modifying
her noetic structure in a certain way. Or rather, since putting it that way
suggests that this modification is something she
voluntarily does, when she acquires a
defeater for a belief, then if her cognitive faculties are functioning
properly, further
change
in her noetic structure will occur; rationality (in the sense of proper
function) requires a change in the rest of her noetic
structure.
Of course whenever you acquire a new belief B and your cognitive faculties are functioning properly, there will
be
other changes: no doubt rationality will also require adding some conjunctions,
disjunctions and conditionals involving B,
as well as simple logical consequences of B, and perhaps of B together with other things you believe. (Or perhaps what is
added
is not these explicit beliefs, but a disposition to form them upon considering
them.) Perhaps certain counterfactuals
will be required or permitted, and perhaps
still other beliefs you hold will be held more strongly.
It is worth noting that in some
cases your can't acquire a new belief without the occurrence of changes to
aspects
of your noetic structure other than your
beliefs--nondoxastic aspects, as we may call them. No doubt your present noetic
structure N
does not contain the belief that there is a small lake named
"Damfino" north of Mt. Baker in the North Cascades
National Park; you have never heard of any
such lake.[39] A noetic structure N* including the belief that there is such a lake
and such that rationality permits your moving
to it from N, will not differ from N just by virtue of containing that
belief
together
with appropriate modifications to other beliefs. The reason is that (apart from special circumstances) you won't
rationally acquire this belief without
hearing or reading that there is such a lake; and that will occur only if you
have the
experiences
involved in hearing or reading or otherwise learning that there is.
Given all this, how shall we state
the matter? Many refinements and
qualifications will no doubt be necessary, but to
a
zeroeth approximation,
(D) D is a defeater of B for S iff S's noetic structure N includes B and is such that any human being (1) whose
cognitive faculties are functioning properly
in the relevant respects, (2) whose noetic structure is N, and (3) who
comes to
believe D but nothing else
independent of or stronger than D
would withhold B (or believe it less
strongly[40]).
A
rebutting defeater, to use Pollock's term, is one that works by giving you
evidence against B (the evidence
might but need
not be strong enough to require the belief
that not-B); an undercutting defeater
attacks your reasons, whatever they are, for
believing B.
We could also
put it in terms of the human design plan: given noetic structure N and new belief D, that design plan
requires
the deletion of B from S's noetic
structure. We could also put it like
this: D is a defeater of B for you if your noetic
structure
includes B at t; at t you come to
believe D; and rationality requires
that if you continue to believe D,
you will cease
believing
B. Note that on this account of
defeat, it is possible to have a defeater for a belief even if your noetic
structure is
in some respects irrational. This is fairly obvious if the locus of the
irrationality, so to speak, is distant from the
operation
of the defeater. Years of giving in to
my tendencies towards self-centeredness and a desire for fame finally take
their toll: I now foolishly believe that I
will be named one of the ten best dressed men of the year. My noetic structure
is therefore irrational to some degree; but
this doesn't prevent me from having a defeater for my belief, say, that you
have
just
inherited a small fortune. But it is
also possible to have a defeater for a belief that is in the same noetic
neighborhood as
a locus of irrationality. My belief that my neighbor's dog is
intentionally trying to annoy me may be formed by way
of cognitive malfunction and thus irrational;
it can nevertheless function as a defeater for a previously held belief that
dogs never intentionally try to annoy
people. In such cases, one's noetic
structure prior to the acquisition of the defeater is
irrational; if after the acquisition of the
defeater, the defeated belief persists, one's noetic structure, we might say,
will
be more
irrational. Granted, this notion of
degrees of rationality may be a bit dicey;
but
if we accept it, then we can also
put the matter like this:
(D*) D is a defeater for B for S at t if and only if (1) S acquires the belief D at t,
(2) S's noetic structure N at
t is such that adding D
to it results in a noetic structure that is more irrational than N, and (3) no noetic structure
to which S
can rationally move (given that she accepts D) will contain B.
(If
you prefer the idea of loci of
irrationality to that of degrees of
irrationality, we can restate (D*) accordingly.)
Roughly, the idea is that S's noetic structure N is such that her learning D requires a change in belief: the
noetic
structure
that results from adding D to N is irrational, and more irrational
than N. For example, I have thought for some
time that you once spent a year in Aberdeen,
Scotland; you tell me (soberly, with no hint of teasing or joking) that you
have never been to Scotland, although you
once planned to go but were prevented at the last moment. I thus learn
that you have never been to Scotland; the
noetic structure that results from adding this belief to the noetic structure
I
have at t is irrational, in that it
would involve my believing both that you have been to Aberdeen and that you
have never
been to Aberdeen. What rationality requires is that I change belief; it requires is
that I not hold just the beliefs I held
at
t with the addition of the belief
that you have never been to Aberdeen.
The second clause, therefore, says that some
change
is required.
But not just any old change; the
third says that a change is required with respect to B. What needs to be given up
is my belief that you once visited Aberdeen;
it is that belief that must be
expunged. You might think that other
changes
would be possible, i.e., consistent with
rationality. Perhaps I could give up
the belief that you are now truthful, or the
belief that you are mentally competent, or
the belief that you are capable of distinguishing Aberdeen, Scotland, from
Aberdeen,
South Dakota. And perhaps these changes
would be rational with respect to some
noetic structures--ones,
perhaps,
in which I have enormously powerful evidence for your having been in
Aberdeen--newspaper stories complete with
pictures,
for example--or structures in which I have good reason to doubt that you are
telling the truth. But these are quite
different from the noetic structure I do in
fact display at t, which involves my
being quite properly sure that you are telling the
truth, and also involves my having little
more by way of support for the belief that you have been to Scotland, than a
sort
of
vague memory to the effect that I once learned this. With respect to this
noetic structure, these changes would not be
rational.
That is why the defeater is a defeater for my belief that you have been
in Aberdeen, rather than for some other belief.
Of course a defeater could be a defeater for a conjunction
(or for a pair of beliefs, whether or not I have
considered
and explicitly believe their conjunction) without being a defeater for either
conjunct; perhaps rationality requires
that
I give up the conjunction, but is silent on the question which conjunct to give
up. Is it possible that a defeater be a
defeater
for my whole noetic structure, without being
a defeater with respect to any smaller set of beliefs? I don't think so; at any rate
the most plausible candidate for this post,
the so-called 'paradox of the preface' does not fill that bill. Suppose I notice the
fact that at most times in the past I have
clearly held at least some false beliefs and conclude that no doubt the same is
true
now: I hold at least one false belief. Then I believe with respect to some set S of my beliefs that at least one member of
S
is false; but then the total set S* of my
beliefs now is inconsistent in the sense that there is no possible world in
which each
member of it is true. Does this belief that at least one of my
beliefs is false give me a defeater for my entire noetic structure
without giving me a defeater for any member
of that structure? No: for if at t I believe that all of my beliefs are
true, then
(when
I see how likely it is that some of my beliefs are false) I acquire a defeater
for that belief; but if at t I do not
believe
that proposition (or any other that entails it) then rationality need not
require a change. It is perfectly
rational to hold
a
set S of beliefs while recognizing
that no doubt at least one member of S is false; rationality does not require
one's going on to
give up some of the members of S.
We must add an account of how it is
that a defeater can itself be defeated.
To return to John Pollock's example,
you come to the factory, see those apparently
red widgets on the assembly line and form the belief
(1) those
widgets are red.
But
then the shop superintendent tells you that in fact the widgets are irradiated
by infrared light, so that they would look red
no
matter what their color; you now have a defeater for (1), and you no longer
believe it. But then the president of
the
firm comes along and tells you that the shop
superintendent, while reliable on most topics, has a thing about widgets and
infrared
light: he tells everyone this same story, although as a matter of fact the
widgets in this factory are never irradiated by
red light; the other employees crowd around
and confirm the president's testimony, and you believe him. You now have a
defeater for the defeater of (1), a
defeater-defeater, we might say. It
would be possible, of course, that you acquire a defeater
for this defeater-defeater (a
(defeater-defeater)-defeater), and so on; but suppose we just stick with defeater-defeaters,
leaving the further members of this series to
their own devices.
There are two simplest cases.
First, it might be that you acquire a defeater in the sense of (D) or
(D*) for the
defeater D itself. That is what happens in the above widget case: you get a defeater
for the belief that the widgets are being
irradiated by red light and would look red no
matter what their color. This
defeater-defeater can be either a rebutting or
undercutting defeater. (In the above widget case you have a
rebutting defeater; you would have had instead an undercutting
defeater if you had learned that the shop
superintendent was speaking another language, one in which 'The widgets
are
being irradiated with red light' means that his name is Sam and he is from
Arizona.) Call this kind of
defeater-defeater an
intrinsic
defeater-defeater. But there is another
sort of case as well, one in which you don't get a defeater in the sense of
(D)
for D, but (if I may put it so) the defeating potential of D is nevertheless
neutralized. What happens is that at t your noetic
structure N
includes B; then at t* you come to believe something D which is a defeater of B, so that you move to a noetic
structure that includes D but not B; then at t** you learn (come to believe)
something D* such that its addition
to your noetic
structure permits a move to a noetic
structure that includes D, D* and B. Call a defeater-defeater
of this sort a neutralizing
defeater-defeater. For another example, modify the widget case
as follows: imagine that after speaking with the shop
superintendent
you pick up one of those widgets and take it over to the window, where you can
view it in clear daylight;
it
still looks red. Then you will quite
properly believe both that it was irradiated by red light, that when viewed in
clear daylight
it looks read, and that it is red. Another sort of neutralizing
defeater-defeater: I have heard somewhere that you can't swim
and
at t believe that; at t* I learn that you are a lifeguard,
which (together with my belief that nearly all lifeguards can swim)
gives me a defeater for my belief that you
can't swim; but then at t** I learn that you are a Frisian
lifeguard and that only
half of the Frisian lifeguards can swim,
which gives me a defeater for that defeater; but then at t*** I learn that you graduated
from
the famous lifeguarding school at Leeuwarden, all of whose graduates can swim,
which gives me a defeater for that
defeater-defeater; and so on; we can add to
the series ad libitum. If the last member of the series is odd
numbered, I will
wind
up rationally holding the original belief along with its defeater, the defeater
for that defeater, and so on.
Here we can conveniently answer two
more of the questions raised on p. 000.
First: suppose for some time I have
known or believed a proposition P that implies that some other belief B of mine is false (or with respect to
which B is unlikely):
have I then had a defeater for B all along, so to speak? Or must it also be the case that I see the
relation between B and
P? Here there are really two questions: (a) can
it be that I have in fact had a defeater for one of my beliefs for some time,
failing to make the changes required by
rationality? The answer, I should
think, is yes indeed: but of course only
on
pain of irrationality. The second
question (b) is the more interesting: in order to have a defeater D for one of my beliefs
B,
must I see the relevant connection or relation between D and B? Ordinarily, I think, the answer is that you
do have
to see the relation to have a defeater. Consider Frege before he received Russell's
devastating letter.[41] He believed
(2) For every
property or condition, there exists the set of just those things that have the
property or display the
condition.
Presumably
he also believed then that
(3) There is
such a property or condition as being nonselfmembered;
at
any rate let's assume that he did. What
he didn't see, and what Russell pointed out to him, is the logical relation
between these propositions: together they
imply that there is such a thing as the set of nonselfmembered sets, and it
both is
and isn't a member of itself. So (before Russell's letter) did Frege's
belief (3) constitute a defeater for his belief (2)?
I think not. Consider Frege's noetic structure N (before
Russell's letter) and consider N-(3), a structure appropriately
similar to N given that it lacks (3). (Perhaps this would have been Frege's
noetic structure then had it never occurred to
him to think about the question whether there
is such a property.) Surely Frege
wasn't irrational (in the sense of displaying
cognitive
malfunction) in believing both (2) and (3), even if together they (along with
some obvious necessary truths)
entail a contradiction. You aren't automatically irrational in
believing both (2) and (3): the connection between the two is
obscure and difficult and it requires a great
deal of logical acumen, more than most of us can muster, to discover it.
(Of course it requires much less acumen to
see the relation once it is pointed out.)
So we should say that Frege's defeater
for (2) was not just (3), but (3) together
with the newly acquired belief that
(4) (2) and
(3) together entail a contradiction.
Although
rationality doesn't require seeing the connection between (2) and (3), failure
to realize that (3) and (4) together
imply the falsehood of (2) would of course be
irrational, pathological.[42] But failure to see that (3) by itself does
so is not.
The same goes for the detective of a few pages
back: he believed that the butler was innocent, but also knew those
facts
f1-fn implying that the butler is the only one who could have committed the
crime. He didn't have a defeater all
along
for the belief that the butler is innocent;
he acquired such a defeater only upon reflecting upon f1-fn and seeing their
bearing on the belief in question. And his defeater for the belief that the
butler is innocent is not just the conjunction of those
facts f1-fn; it is the latter together with
the belief that those facts imply that the butler did it. A more general consequence
is that you never acquire a defeater for a
belief, without also acquiring a new belief.
And second, consider the question
whether a proposition can really be a defeater of itself. Well, why not?
Consider the sort of skeptic who holds that
his cognitive faculties are unreliable: he believes -R. But then suppose he sees
that if -R is true, then all of his beliefs
have been formed unreliably, i.e., formed by unreliable cognitive faculties,
and suppose
he sees that this implies that -R itself is
thus unreliably formed. Then he has a
defeater for -R, a reason to withhold it; for
a rational person who comes to see that one
of her beliefs is unreliably formed will indeed withhold that belief.
Given this quick and sketchy tour of
defeaters and defeat, we are now ready to return to the objections to the
evolutionary
argument against naturalism.
IV Replies
A. The Perspiration Objection The first
objection, you recall, was that it was improbable, with respect to N&E,
that the
function of perspiration is to cool the body,
or that Holland, Michigan is about 30 miles from Grand Rapids; hence on the
principles underlying the evolutionary
argument against naturalism I gave, N&E is a defeater for those two
beliefs; but surely
it isn't; so there is something seriously
amiss with principles underlying the argument, and hence with the argument.
But now the answer is clear. First (and parenthetically), of course, if
the evolutionary argument is correct, N&E
(together with the argument I gave) is a defeater for those
propositions. The idea was that N&E
is a defeater for R,
but then consequently also a defeater for any belief held by the partisan of
N&E, including beliefs about perspiration and
Holland, Michigan. But suppose we take the objection in the spirit in which it is
offered: the thought is that on the principles
underlying the argument, N&E would be immediately or directly a defeater for the propositions in question, just because
the latter are improbable with respect to the
former. Is the objector right? I think not. She apparently presupposes
that (or apparently presupposes that my
argument presupposes that)
(5) For any
propositions A and B I believe, if B is improbable or inscrutable with respect to A (i.e., the
right attitude
towards the question of its probability with respect to A is agnosticism) then A
is a defeater for B.
(5),
however, is false, which ill befits a principle. For example, I believe
(6) You own an old Nissan,
and I also
believe
(7) You own a
Japanese car.
(6)
is improbable with respect to (7) (most people who own a Japanese car do not
have an old Nissan); but obviously (7)
is not a defeater for (6). I believe that all men are mortal; I also
believe that either all men are mortal or some are not; the
former
is either improbable or inscrutable with respect to the latter, but the latter
isn't a defeater of the former.
Given what we saw above about the
way defeaters function, it is easy to see that (5) is false. Consider (6)
and
(7), for example. If (7) is a defeater,
for me, for (6), then it would be irrational for me to continue to believe (6)
after
coming
to believe (7). But of course this
isn't so. There is nothing in the least
irrational in continuing to believe (6) after
realizing both that (7) is true and that (6)
is improbable on it. Can we go any
further? It is clear that according to
(D) (7)
is not a defeater of (6); but can we make a
plausible conjecture as to why not? After
all, sometimes, when I learn something
B
with respect to which something A I
believed is improbable, I do acquire
a defeater for A. What could make the
difference?
It is important to see in this case that the warrant (7) has for me is derivative from the warrant (6) has for
me:
I learned that you had an old Nissan, and
knowing that Nissans are Japanese cars, formed the belief that you own a
Japanese car. But then that belief gets
the warrant it has for me by virtue of being inferred (explicitly or
implicitly) from my
knowledge
that (6); furthermore, I believe that this is the case. I therefore suggest the following. So if I believe and believe
truly that the warrant a belief B has for me is derivative from the
warrant a belief A has for me, then B is not a defeater, for
me,
of A.
Here, of course, what we need is exploration and explanation of this
notion of the warrant for one
proposition's
being derivative from the warrant for another.
We have a clear case where I infer B
from A, where B has
warrant
for me by way of being inferred from something that has warrant for me (as in
the above case); but is that the only
kind
of case of this phenomenon? Further: do
we really need the clause according to which my belief that the warrant B has
for me is derivative from the warrant A has for me? I think not: if this belief is rational, then even if it is
false, B will not be a
defeater
of A for me. So perhaps we could put it as follows:
(First
Principle of Defeat (FPD)) If S rationally
believes that the warrant a belief B
has for him is derivative from the
warrant a belief A has for him, then B is
not a defeater, for him, of A.
Aren't there still stronger principles
lurking in the bushes? Suppose I don't infer B from A; suppose it has
independent
warrant
for me (perhaps I know you also own a new Toyota and infer (7) from that). Then too, one thinks, (7)
would
not be a defeater for (6); but its being a
defeater for (6) is not precluded by (FDP); therefore we should look for a
slightly
stronger
principle. Given space constraints, I
shall have to leave the development of that principle as an exercise for the
reader.[43]
So (5) is false. But
perhaps the objector can regroup.
"All right, (5) is false.
But my claim is really that your
argument presupposes that it is true. You insisted that N&E is a defeater, for
one who accepts it, for R; but the only reason
you gave for thinking so is just that the
latter is improbable or inscrutable on the former. If you don't accept (5), what is
your
reason
for thinking N&E is a defeater for R?
This is an eminently fair question--although the objector seems to be
overlooking the possibility that a
proposition A's being inscrutable or
improbable with respect to B might be
sufficient for
the latter's being a defeater for the former
for some pairs of propositions, even
if not for all such pairs. I do want to
answer this question, however, but with your
permission, I'd like to defer the answer to pp. 0000 below.
B. Austere
theism a defeater for R?
As you recall,
the objectors claimed that austere theism--the view that we have been
created by a being who is very
powerful and knowledgeable[44]--raises three
problems for my argument.
1. First, theism is improbable or
inscrutable on austere theism.[45] Either it is improbable, on this
proposition,
that
there is a being who is all-powerful, all-knowing, wholly good, and has created
human beings in his image, or else
(more likely) that probability is
inscrutable. But the theist is of
course committed to austere theism and (unless he has
exceptionally limited powers of inference)
believes it; so if he recognizes that theism is improbable or inscrutable on
austere
theism, then he has a defeater for theism.
But we already have the materials
for a response to this claim. The
theist, naturally enough, believes that theism
has warrant for her, and she will have her
candidates as to the source of that warrant.
Further (she thinks), it is theism, not
just austere theism, which receives warrant
from these sources. Belief in God, she
says, has warrant for her by way of
something
like Calvin's sensus divinitatis or
Aquinas' natural but confused knowledge of God, on the one hand, and the
authority of Scripture or Church together
with the internal testimony of the Holy Spirit on the other.[46] But these sources of
warrant
are sources of warrant for theism;
the warrant austere theism has for
her is derivative by way of inference from
the warrant theism has for her. By the First
Principle of Defeat, therefore, it won't be the case that austere theism is a
defeater
for theism simpliciter. Perhaps you will object that she is wrong in
thinking theism does have warrant for
her;
but strictly speaking, that is
irrelevant. What (FPD) requires is only
that she be rational, not subject to
cognitive
dysfunction,
in thinking that theism has warrant for her and that the warrant of austere
theism is derivative from it; but surely
she could
hold that belief rationally. At any
rate, she could if theism is true; but if the objector's objection depends upon
the
falsehood of theism then it isn't interesting
in the present context.
2. The second alleged problem went
as follows: first, if N&E is self-defeating in the way I claim, so is
austere theism.
For R is just as improbable or inscrutable
on austere theism as it is on N&E.
But then, by the very arguments I offered
for the naturalist's having an undefeated
defeater for R, one who accepts austere theism also has an undefeated defeater
for R.
And then (again by the same argument as with N&E) he has a defeater
for any proposition he believes, including
austere
theism itself. So austere theism can't
be rationally accepted. But theism
obviously entails austere theism; and if it is
irrational
to accept austere theism, then it will be equally irrational to accept any
proposition that entails it. Hence if
my
argument
shows that N&E can't be rationally accepted, it follows that the same holds
for theism. If the argument shows
that the naturalist is in epistemic trouble,
it pays the same compliment to theism; so far as this argument goes, theism and
naturalism
are in the same leaky boat.
By way of reply: one problem with
the objection is that it relies upon the principle that
(8) If it is
irrational to believe B, and A entails B, then it is irrational to believe A.
Like
(5), this principle, initially plausible as it no doubt is, needs more
work. Each of nominalism and realism,
for example, is
rationally
acceptable in certain circumstances C;
at least one of them, however, is necessarily false; hence at least one
entails
just any contradiction; but not just any contradiction is such that it is
rational, in those circumstances C,
to believe it.
And if you are dubious about the idea that a
necessarily false proposition entails just any proposition, then note that I
might
be
rational in believing the axioms of some formulation of arithmetic or set
theory, but irrational in believing some consequence
c of
that formulation; perhaps c doesn't
seem self-evident, I can't find any proof of it, no one I trust has so much as
suggested
that it is true, and I believe it only
because I like the looks of the sentence expressing it. Indeed any proposition I rationally
believe
will have consequences I can't
rationally believe.
"But surely any circumstances
in which it is rational to accept theism are also circumstances in which it is
rational to
accept
austere theism: it certainly isn't hard to follow the argument from theism to
austere theism." Right; so perhaps
some
revision
of (8) is true. Perhaps, if B is rationally unacceptable for me, and
A obviously
entails B, and I see that it does,
then
A is also unacceptable for me. Or perhaps not. In any event, however, the most interesting problem with the
objection
lies in a different direction. For what the objection shows is only that
austere theism held apart from theism
(or something
similar)
is irrational; it doesn't follow that austere theism accepted as a consequence
of theism is irrational. Perhaps it
would be irrational to hold austere theism
and nothing stronger; it doesn't follow that it is irrational to accept it in
the
presence
of theism. Perhaps theism has warrant
for me in the ways mentioned above, and perhaps the only source of warrant,
for me, for austere theism is by way of my
inferring it from the former. Then it
would be irrational for me to accept austere
theism
in circumstances in which I don't accept theism, just as the objector shows;
but it wouldn't follow that austere
theism
isn't acceptable in any
circumstances, and it wouldn't follow that my theistic belief is
irrational. Any accurate
revision of (8) would involve a reference to
a set of circumstances: and it would imply that any set of circumstances in
which it is rational to accept theism is a
set of circumstances in which it is also rational to accept austere
theism.
What
the objector's argument shows, however, is only that it would be irrational to
accept austere theism in the absence
of
theism simpliciter. The fact that that would be irrational doesn't so much as slyly suggest that a
noetic structure
containing theism simpliciter (and hence also austere theism) is irrational.
3. Third, the objector claimed
that if N&E furnishes one who accepts it with an undefeated defeater for R,
the
same
goes for austere theism: one who accepts it has an undefeated defeater for R
and hence for anything else she believes.
But then she has an undefeated defeater for
theism--by the very same argument according to which the partisan of
N&E has a defeater for N.
But there is a reply. Again, I know that you own an old Nissan;
acting on the principle that it is always good to
accept
an additional true belief or two, I infer both that you own an old car and also
that you own a Japanese car. But then
I note in alarm that the second of these is
unlikely with respect to the first: most people who own an old car do not own a
Japanese
car. In considerable puzzlement I
therefore conclude that the first is a defeater for the second, and fall into a
funk
fretting about what I should believe
here. But surely I have gone wrong;
defeaters don't work that way. And
again the reason
is clear: both of these beliefs get their
warrant from the same belief. I know
that you own an old Nissan: I infer that you
own
an old car and also that you own a Japanese car; so the warrant each of these
has for me is derivative from the warrant
enjoyed by my belief that you own an old
Nissan. But then neither will be a
defeater of the other. More generally,
I propose:
(Second
Principle of Defeat) (SPD) If S
rationally believes that the warrant, for him, of a belief B is derivative from
that of a belief A, then B won't be a
defeater, for him, for any belief C
unless he rationally believes that A
is a
defeater for C.[47]
But
application to the case at hand is clear: the theist believes, perfectly
rationally, that the warrant for austere theism,
for him, is derivative from the warrant, for
him, of theism simpliciter; the latter is not a defeater for R; neither,
therefore, is
the
former.
C. Why Can't the Naturalist Just Add a
Little Something?
But this leads immediately to the
next objection. Austere theism, taken
neat, is irrational according to my argument;
the
theist escapes irrationality, therefore, only because he believes something in addition to austere theism; but then,
as
Carl Ginet says, "how is it that the
theist is allowed to build into her metaphysical hypothesis something that
entails R
or
a high probability of R but the naturalist isn't? Why isn't it just as reasonable for the naturalist to take it as
one of the
tenets of naturalism that our cognitive
systems are on the whole reliable (especially since it seems to be in our
nature to
have
it as a basic belief)?"[48]
This sounds like an eminently fair question:
is there a decent reply? Actually,
however, there is more than one
question
here. One question is: what makes it
right, appropriate, acceptable for the theist to reject the claim that austere
theism is a defeater for R? That is the question we have just answered:
it is because the theist rationally believes that the
warrant
for austere theism, for her, is derivative from the warrant theism simpliciter has for her, and under those
conditions
the former is a defeater for a belief A--R, for example--only if the latter
is. But it isn't. There is a second question,
however.
What preserves R from defeat, for the theist, Ginet suggests, is the
fact that the theist accepts, not just austere
theism,
but theism simpliciter. Theism can be described as T- (austere
theism) plus a little something extra: T-+, as we
might
put it. Well, why can't the naturalist
do the same thing? Why can't he move to
N+ by adding a little something,
perhaps
the proposition that "our cognitive systems are on the whole
reliable" (Ginet) or "we have won the evolutionary
lottery"[49] or a general
proposition "to the effect that the initial conditions of the development
of organic life and the
sum
total of evolutionary processes (including ones as yet unknown or only dimly
understood) were and are such
as
to render P(R/N&E&C&O) rather high?"[50] R(R/N+&E), naturally enough,
is not low or inscrutable. Doesn't this
look
like a good way to stave off defeat? And if this sort of thing is fair for the
theist, isn't it equally fair for the naturalist?
Of course the first question is
whether the naturalist who moves to N+ is indeed
"doing the same thing" as the theist.
And the answer is that he is not. N&E, N+ and R are not
related, for the naturalist, the way theism, R and austere theism
are related for the theist. The point was that the warrant austere
theism has for the theist is derivative from the warrant theism
has for her; but it is not the case that the
warrant N&E has for the naturalist is derivative from the warrant N+
has for
him.
So it is also not the case that the naturalist can properly respond by
way of this tu quoque.
Well, perhaps: but why can't he move to N+, thus
staving off defeat of R? Better,
perhaps he has believed N+
all along, in which case there is no question
of moving to N+. He points out that part of his position is
and has been
that we have won the lottery. Granted: it is unlikely, given our
evolutionary origins, that our cognitive faculties would be
reliable;
but of course the unlikely often happens, and, fortunately for us, it happened
here. He concedes that the
probability of R on N&E is low or
inscrutable; but he adds that he also accepts N+, on which of course
the probability
of R is 1.
Thus, he says, he has a defeater-defeater for the defeater provided by
N&E and the perception of the relation
between N&E and R. As Ginet says, "Why isn't it just as
reasonable for the naturalist to take it as one of the tenets of
naturalism
that our cognitive systems are on the whole reliable . . .?"
What shall we say of this maneuver,
besides that it is excessively slick?
What precisely does it come to?
There are really three maneuvers here. Ginet
suggests that the naturalist take as part of naturalism the proposition that
our
cognitive
systems are on the whole reliable. Of
course this proposition just is R, the proposition for which I claimed
N&E
was a defeater. Ginet's suggestion,
then, is just that the naturalist could take R to be a part of naturalism.
(He can
then point out triumphantly that R is not at
all unlikely with respect to the conjunction of E with naturalism so understood
(N+, we might say); N+&E,
of course, entails R.) That's the first maneuver; the second is
Perry's suggestion that upon
seeing the bearing of N&E on R, the
naturalist should just add to his noetic structure the proposition L that we
have won
the lottery, pointing out that R is not
improbable or inscrutable with respect to N&E&L. And the third maneuver,
O'Connor's,
is really to add to one's noetic structure the proposition that there is a true
proposition P such that R is
probable
with respect to N&E&P.
The first thing to see is that these
procedures can't be right in general;
if they were, every defeater could be
automatically defeated. Suppose I believe the Bible is a special
revelation from God and is therefore infallible: everything
it
affirms is true. Sadly enough, however,
I read Mark Twain and H. L. Mencken in an insufficiently critical frame of mind
and come to believe U, the proposition that
the Bible is unreliable and full of egregious errors. (I form the opinion that a
proposition's being affirmed in the Bible
confers no more probability upon it than its being affirmed in any other
ancient
text.)
U, I should think, is a defeater for any proposition I accept just on
the basis of Biblical teaching. But now
consider
some belief B I do hold just on that basis--perhaps the proposition that Jesus
Christ is the incarnate Son of God.
U looks like a defeater for B.
Could I defend B from defeat
just by adding a little something to U?
Ginet suggests that
the naturalist add R itself to naturalism;
could I analogously add B to U, thus moving to U*, pointing out
that the probability
of B on U* (i.e. U&B) is neither low nor inscrutable? Or better, since this adding
something isn't really relevant, could I
point out that I believe not merely U but B&U, adding that this conjunction
entails B, and claiming triumphantly
that I now
no longer have a defeater for B?
As Quine says in another connection, that is not the method of true
philosophy.
Perry's suggestion is slightly
different; what he thinks the naturalist should add is L, the proposition that
we have
won the lottery. The implied scenario is this: the naturalist comes to see that
N&E is a defeater for R, but then responds by
adding L to his noetic structure, thus
acquiring a defeater-defeater, a defeater for his defeater of R. R is unlikely with respect
to N&E, he concedes, but now he also
believes L and N&E&L; and with respect to that, again, R is neither
improbable nor inscrutable. But this can't be right either. Consider the probabilistic argument from
evil against theism and
consider the analogue of Perry's response:
"Well, I concede that the existence of God is unlikely given all the
suffering
the world displays, but I have a defeater for
this defeater. I believe that we have
won the divinity lobby, and, despite its
improbability, that there is indeed such a
person as God." Again, not the
method of true philosophy. If you
discover
that you have a defeater D for one of your beliefs B,
you can't in general deliver B from
defeat just by noting that you
believe the conjunction of D with some other proposition D* such
that D&D* entails B. In particular, if you believe
N&E
and that seems initially to be a defeater of R, you can't preserve the latter
from defeat just by noting that you
also
believe N&E&L, with respect to which the probability of R is 1.
O'Connor's suggestion is a bit
different again; it is that the naturalist should add
(9) There is
some true proposition P such that P(R/N&E&P) is high
to
his noetic structure. But clearly this
is no better than the two preceding suggestions. It would be like conceding that
the existence of evil is a defeater for theistic
belief, but suggesting that this defeater can be defeated by adding that you
think
there is some other true proposition P
(theism itself perhaps?) such that the probability of theism with respect to P
together
with that evil is high. Once more, not
the method of true philosophy.
We can see, therefore, that these
responses are unacceptable. Can we see
a bit deeper? Can we see
why they are unacceptable, given the
above account of defeaters and defeat?
I think we can. Begin with
Ginet's suggestion,
that
the naturalist (1) point out that he accepts the proposition that our cognitive
faculties are reliable, and (2) declare
that
naturalism,
as he understands it, includes that proposition. I say this maneuver is bootless: why? Well, consider N, the
naturalist's noetic structure before he
realizes the relation between N&E and R.
He then comes to see that relation, i.e.,
to accept a proposition P about the relation
between N&E and R, and moves to a noetic structure N+P. And upon coming
to see P, so I claim, he has a defeater for
R. Now Ginet seems to have no objection
to that idea; his claim, instead,
is
that the naturalist can restore rationality and avoid defeat simply by adding R
to N, noting that R is not improbable or
inscrutable with respect to
(R&N)&E. But of course this
changes nothing. If in fact N&E is a defeater for R,
then N+P is an irrational noetic structure:
some change is called for. The change
Ginet suggests is simply that of conjoining
R
with N, i.e., believing the conjunction of R with N. (Perhaps the naturalist
previously believed R and also believed N,
but had not thought them together, and hence
had not believed their conjunction.)
But of course this won't help.
The
structure that results from adding that conjunction
to N+P is obviously just as irrational as N+P is. You can't defeat a
defeater
just by believing its conjunction with the defeatee. Similar remarks apply to the suggestions of Perry and O'Connor:
you can't defeat a defeater simply by
believing that the defeatee is true even if unlikely with respect to your
evidence
and
you can't defeat a defeater just by believing that there is some true
proposition P such that the defeatee is probable with
respect
to the conjunction of P with the defeater.
Is there another principle of defeat
lurking in the neighborhood? Perhaps
so. The general problem with the
suggestions of Ginet, Perry, O'Connor and the
analogous suggestions I put in the mouth of that addled theist, is something
like this.
One acquires a defeater for a certain proposition--R, say--and then
proposes as a defeater-defeater a
proposition
whose warrant is derivative from that of R.
Thus Ginet seems to acquiesce in the suggestion that N&E
(together with the recognition of the
epistemic relation between them and R) is a defeater for R; but he proposes
that the
devotee of N&E add N+ the
conjunction of N with R, to his noetic structure. One way to construe this (and I am not
sure
this is the construal Ginet intends) is as the suggestion that N+
will function as a defeater-defeater: it will be a neutralizing
defeater
for the defeater of R offered by N&E (together with the recognition of the
epistemic relation between them).
But here that can't be right. For what is the source of the warrant N+,
this proposed defeater-defeater, for me? Well, the
warrant
this conjunction has for me, if any, is obviously derivative from the warrant
its conjuncts have for me. But one
of those conjuncts just is the defeatee
itself--in which case, obviously enough, we don't have a successful
defeater-defeater. Accordingly I propose
(Third
Principle of Defeat) (TPD) If D is a
defeater of B for S, then for any belief B* of S, if S rationally[51] believes
that the warrant B* has for her is derivative (wholly or partly) from the warrant B has for her, then B* is not a
defeater-defeater,
for S, of D.
If
Ginet's suggestion is that N+
will function as a defeater-defeater (a defeater for the defeater N&E
provides for R),
then
he is mistaken: obviously the warrant N+ has for him is partly
derivative from the warrant R has for him.
Similarly for
Perry: what he proposes is that the
naturalist just add to his set of beliefs the proposition that we have won the
lottery, that
R is indeed unlikely, but nonetheless true. But clearly the warrant (if any) this belief
has for the naturalist is derivative from the
warrant R has for her: hence (given that the
naturalist sees that it is so
derivative in that way) by TPD it can't function as a
defeater-defeater. And the same goes for O'Connor's suggestion
that there is some true proposition P such that the
probability
of R with respect to N&E&P is high: here two the warrant this
proposition has for him is apparently derivative
from the warrant R has for him. At least he has suggested no other source
for that warrant, and it is hard to see what
other
source there could be.
D. R Beyond
Defeat?
But perhaps this is not the way to
understand O'Connor: perhaps he isn't proposing that proposition P as a
defeater-defeater
at all. Here is another
possibility. O'Connor grants that if N&E really is a defeater for R,
then the
Sosa-Ginet-Perry-O'Connor maneuvers are
futile. But there's the rub: is N&E (together with a recognition
of their epistemic
bearing
on R) a defeater for R? O'Connor's
suggestion (on this reading) is that it is not. His idea is that R has a great deal
of original
or intrinsic warrant, for us, as we
might put it. That our cognitive
faculties are generally reliable seems to be
something like a natural presupposition of
our entire cognitive lives.[52] Furthermore,
R has this warrant in the basic way; R's
warrant
does not depend upon its evidential relationship with other beliefs. Recall the quotation from Ginet, who says
"Why
isn't it just as reasonable for the
naturalist to take it as one of the tenets of naturalism that our cognitive
systems are on
the whole reliable (especially since it seems
to be in our nature to have it as a basic belief)?" We can raise questions
here about whether R is an explicit basic
belief, or only implicit, what is it for a belief to be implicit and the like;
suppose we
forgo the questions and concede what in any
event seems likely: that R is rationally accepted in the basic way, and, so
taken,
has much warrant for us. But if we
believe R, of course, and also think our cognitive faculties have developed by
way of evolution, we will conclude that that
development has taken place in such a way that R is true:
It does not
seem at all objectionable [for the partisan of N&E] to reason thus: I
believe R without having any
ultimately
non-circular reasons for doing so and know that I am nonetheless rational in so
believing.
Therefore, it is reasonable for me to believe
(in the absence of evidence directly to the contrary) that the sum
total of factors responsible for me and other
human beings having the cognitive equipment that we do is such as to
render R fairly probable. I take myself to have sufficient reasons
for believing E very strongly, and N fairly strongly
, and I note
that I'm not in a position to give much of an estimate of the value of
P(R/N&E&C[53]). Therefore
, I seem to be
entitled at this point to suppose that other factors obtained that together
with N&E&C render
R probable (007).
This passage suggests the following. The naturalist first notes that R has a
great deal of warrant for him, warrant it
has in the basic way. This warrant is so great, furthermore, that
N&E together with Q, the proposition specifying the
epistemic
relation between N&E and R, doesn't suffice to defeat R: R has so much
intrinsic warrant, we might say, that it
can't
be defeated. But then the rational
thing to think is that
(10) There is
some true proposition P reporting those "other factors" which is such
that R is probable on its
conjunction with N&E.
On
this understanding, O'Connor is not proposing (10) as a defeater-defeater
(N&E&Q don't constitute a defeater for
R,
so no defeater-defeater is needed); the existence of such a proposition is
instead a perfectly proper deduction from R and E.
By way of reply: suppose we agree
that we do ordinarily believe R in the basic way, and are furthermore perfectly
rational in so doing. Let's also agree that R does has warrant and
perhaps a great deal of warrant, when it is taken as
basic.
Still further, we can add that R plays a unique and crucial role in our
noetic structures: if we are reflective and come to
doubt
R, we will be in serious epistemic trouble.
But it doesn't follow that I can't
acquire a defeater for R: clearly I can.
Suppose I assume in the ordinary way that my
cognitive faculties are reliable, but then
come to suspect and finally to believe that I am insane. Once I see the connection
between
this belief, the belief that I am insane, and R, I have a defeater for R. This example will do the job nicely: but if
you
have a flair for the dramatic, preferring Cartesian demons and brains in vats,
we can easily construct examples to suit.
If
I come to believe that I am a victim of a
deceptive Cartesian evil demon, then I have a defeater for R, as I would if I
came
to believe that I am in the clutches of Alpha
Centaurian cognitive scientists who are using me as the subject for a cognitive
experiment
in which they induce extensive and bizarre false belief in order to see how the
noetic structure reacts. The fact
that R has warrant in the basic way doesn't
shield it from the possibility of defeat.
N&E&Q, furthermore, does indeed
seem to be a defeater for R: these alleged
facts about the origin of my cognitive capacities, just as in the Cartesian
demon
and
brain in a vat scenarios, are obviously the relevant considerations.
But then what accounts for the
inclination to think R has a special status, a colossal degree of warrant, so
much
warrant,
in fact, that it can't be defeated? I
think the answer is to be found in the following neighborhood. R, we might
say,
is in the human design plan for at least two different reasons.[54] In the first place, R has warrant in the
ordinary way:
it is in the design plan because as a matter
of fact it is true, and the design plan, being aimed at enabling us to know
truth,
includes
it in order to enable us to know that
truth. The design plan includes the
production and sustenance of R (under
the normal conditions) for the same reason
that the design plan includes the production and sustenance of any other true
belief.
But secondly, this part of the design plan isn't aimed only at our
knowing the truth about the subject matter of R (unlike
the part of the design plan governing the
belief that 2+1=3); it is also aimed at making it possible for us to carry on
our
entire
noetic enterprise. (If I come to doubt
R, if I think about it but do not believe it, I'll be headed for epistemic
disaster.)
So R's being present is certainly a matter
of proper function. But the design plan
here, with respect to this second
purpose, isn't aimed directly (as we might put it) at the production of true
beliefs. With respect to this second
purpose,
it
is aimed indirectly at the truth, by
being aimed at making it possible for us to carry on our whole noetic
enterprise
(which as a whole is aimed at truth) in a
satisfactory way.
Accordingly, the design plan has a
double aim or purpose with respect to R; but only the first of the two aims is
relevantly
connected with warrant. (Compare cases of tradeoffs
and compromise, where the doxastic response to
a given circumstance isn't aimed directly at
the truth, but at some best compromise between the aim at truth and the
satisfaction of other constraints having to
do with mobility, brain size, etc. (see WPF pp. 38 ff.). A belief has warrant
for
you
only if the segment of the design plan governing its production is directly rather than indirectly aimed at
the production
of true beliefs (WPF, p. 40); hence
R doesn't
acquire colossal, undefeatable warrant by virtue of its serving that second
purpose. But it is this second function of R--the
role it plays in enabling us to carry on our whole noetic enterprise--that
makes
R
seem so essential to our cognitive lives.
And it is indeed essential; but that isn't sufficient for its being
undefeatable.
E. The Dreaded
Loop
The
objector complained that there were two problems with what I originally said on
this head. First, in WPF
(p. 235) I unwisely followed Hume and Sextus
Empiricus in arguing that the devotee of N&E, if rational, will fall into
the
following sort of diachronic loop: first, he
believes N&E and sees that this gives him a defeater for R; so he stops
believing
N&E; but then he loses his defeater for N&E and R; so presumably those beliefs
then come flooding back. But then
once again he has a defeater for them, and
withholds them; and so on, round and round the loop. So what you really have
is
a loop where N&E keep getting alternately defeated and reprieved--i.e., at t1 it is defeated, at t2 undefeated, at t3 defeated,
and so on.
And I went on to say that this situation gives him an ultimately
undefeated defeater for R. But (and
here
comes
the objection) even if he got into such a diachronic loop, it wouldn't be the
case that he would have an ultimately
undefeated defeater for R; what he would have
instead is a defeater that is not ultimately defeated. And second, why think
rationality requires that he get into this
loop in the first place? Can't he see
in advance what's going to happen?
The objector is right on both
counts. Let me penitently offer the
following correction. The devotee of N&E, if he is
canny (or reads what I am about to say) sees
that there is a certain synchronic
structure here. He sees that there is
an
infinite series of potential defeaters and
defeatees; but he needn't himself doggedly plod around any diachronic
loop.
To
see the relevant structure, consider a similar but simpler case: imagine a
skeptic who comes to believe -R, that his faculties
are not reliable. What he should see (what in any event we can see) is that there is then an infinite series of
propositions
related
in an interesting way. At the first
level, there is -R, which he believes.
But there is a connection between -R and
any other belief he has, including -R itself:
if -R is true, then any belief he has, including -R itself, will be unreliably
formed.
But that
belief--the belief that -R is unreliably formed-- gives him a defeater for
-R. Suppose we let '-R(p)' express the
proposition that p is unreliably formed.
Then at the second level we have -R and -R(-R), which is a defeater of
-R. But then at the third level we have
-R and -R(-R(-R)), which is a potential defeater of -R(-R), the defeater of -R;
and so on. Perhaps
we can schematically represent the structure
as follows:
level
0 -R
level
1 -R and -R(0) (i.e., -R(-R)) (which is
a potential defeater for level 0, i.e., -R)
level
2 -R and -R(1) (which is a potential defeater for level 1 and a potential
defeater-defeater for level 0)
level
3 -R and -R(2) which is a potential
defeater for level 2 and a potential (defeater-defeater)- defeater for level 0
.
.
.
level
n -R and -R(n-1) (which is a potential
defeater for level n-1)
.
.
.
There
is an infinite series of propositions here, but of course not an infinite
series of defeaters and defeatees. D
is a defeater
of B only
if D is a defeater of B for
someone; D is a defeater of B for someone S only if S believes both
D and B; but no
one
could believe all the propositions in this infinite series. Still, we might say that each member is a potential defeater
for the preceding member, in that if someone
believed n-1, and saw -R(n-1), he would have a defeater for n-1.
And the important point here is
this: in thus acquiring a defeater for level 1, i.e., in acquiring a
defeater-defeater for the
defeater
of level 0, one does not lose one's defeater for level 0. As long as the skeptic believes -R, she has
a defeater
for -R: -R(-R). And she has this defeater even if she also has a defeater for
-R(-R). This is, of course,
extraordinary:
ordinarily, if one acquires a
defeater-defeater for a belief B,
i.e., a defeater for a defeater of B,
one no longer has that
defeater
for B--or else its defeating power is
neutralized. But not so here. The difference is that here the original
defeatee
shows
up at every subsequent level. When that
happens--when, roughly speaking, every defeater in the series is really
the
defeatee plus a bit, the defeater-defeater doesn't nullify the defeater. The defeater gets defeated, all right, but
the
defeatee remains defeated too. Accordingly, any time at which the skeptic
believes -R, he has a defeater for -R—even
if he also has, at that time, a defeater for
that defeater. Skepticism of this kind,
then, really is self-defeating, even if it is
also the case that the skeptic has a defeater
for his defeater.
But the same goes for N&E. At level 0, we have N&E&Q (Q = the
proposition stating the epistemic relation
between N&E and R). N&E&Q, however (for any S who believes it), provides S with a defeater for R and hence
for any other proposition S believes. Let 'N&E&Q(p)' denote the belief that p is formed by faculties such that the
probability
of their reliability on N&E is either low or inscrutable. Then perhaps we can represent the relevant
structure
as follows:
level
0 N&E&Q,
level
1 N&E&Q and
N&E&Q(N&E), which is a potential defeater for N&E&Q
level
2 N&E&Q and N&E&Q(1),
which is a potential defeater for level 1
.
.
level
n N&E&Q and N&E&Q(n-1),
which is a potential defeater for level n-1
.
.
.
Here
at each level there is the proposition N&E&Q; this proposition, if
believed, is a defeater for itself, and each level
of
the structure, if believed, is a defeater for the preceding level. The central point here, just as with the
simpler skeptical
structure,
is that the devotee of N&E has a defeater for N&E at any time at which
he believes that proposition, and
sees that R is improbable or inscrutable with
respect to N&E, so that if he believes N&E he has a reason for
withholding
any of the beliefs he accepts, including
N&E itself. He has such a defeater
for N&E even if at that time he also has a defeater
for that defeater. His problem, after all, is that N&E gives him a defeater for everything he believes.
By way of conclusion then: the
evolutionary argument against naturalism is subject to several intriguing
objections.
Evaluating these objections requires taking a
closer look at the nature of defeaters and defeat. What that closer look reveals,
I think, is that the evolutionary argument
emerges unscathed. Naturalism alone may
(or may not) be tenable, and the same
goes for the view that we have evolved by way
of the mechanisms to which contemporary evolutionary theory directs our
attention; the conjunction of these two
propositions, however, can't rationally be accepted.[55]
--Alvin
Plantinga
December, 1994
[1]Oxford: 1993 (Hereafter 'WPF').
[2]If
my project were giving an analysis of philosophical naturalism, more would
have to be
said (precisely what, for example, is a supernatural being?); for present
purposes we can ignore the niceties.
[3]Thus
Richard Dawkins: "Although atheism might have been logically
tenable before Darwin, Darwin made it
possible to be an intellectually
fulfilled atheist." The Blind Watchmaker (New York: Norton, 1986), pp. 6-7.
[4]Among
the published and semi-published objections are William Alston's 0000,
presented at a conference at Santa Clara
University in 19xx, Carl Ginet's 00000,
forthcoming in Synthese, Timothy O'Connor's "An Evolutionary Argument
Against
Naturalism?", forthcoming in The
Canadian Journal of Philosophy,
Richard Otte's
0000, presented at the same symposium as Alston's comment,
Glenn Ross's
00000 and David Hunt's 0000 presented at the Pacific Division
meetings of the APA in March of 1994, Leopold
Stubenberg's 00000
presented at a
colloquium at the University of Notre Dame in 19xx, and
0000's oooo presented at the Central division meetings of the APA in April, 1995.
[5]Very
roughly: a thermometer stuck on 72 degrees isn't reliable even if it is
located
somewhere (San Diego?) where it is 72 degrees nearly all of the time.
What the thermometer (and our cognitive faculties)
would do if things were
different in certain (hard to specify)
respects is also relevant. Again, if
our
aim were to analyze reliability much more would have to be said. Note that for
reliability
thus construed, it is not enough that the beliefs produced be
fitness enhancing.
[6]Thus
Thomas Aquinas:
Since human beings
are said to be in the image of God in
virtue of their
having a nature that includes an intellect, such
a nature is most in
the image of God in virtue of being most
able to imitate God (ST Ia q. 93 a. 4);
and
Only in rational creatures is there found a
likeness of God
which counts as an
image . . . . As far as a likeness of
the
divine nature is
concerned, rational creatures seem somehow to
attain a
representation of [that] type in virtue of imitating God not
only in this, that he is and lives, but
especially in this, that he
understands (ST Ia Q.93 a.6).
[7]You
might think not: if our origin involves random
genetic variation,
then we and our cognitive faculties would
have developed by way of
chance rather than by way of design, as
would be required by our
having been
created by God in his image. But this
is to import far
too much into the biologist's term
'random'. Those random variations are
random in the sense that they don't arise out
of the organism's design plan
and don't ordinarily play a role in its
viability; perhaps they are also
random in the sense that they are not
predictable. But of course it doesn't
follow that they are random in the much
stronger sense of not being caused,
orchestrated and arranged by God. And suppose the biologists, or others,
did intend this stronger sense of
'random': then their theory (call it 'T') would
indeed entail that human beings have not been
designed by God. But T would
not be more probable than not with respect to
the evidence. For there would be
an empirically equivalent theory (the theory
that results from T by taking the
weaker sense of 'random' and adding that God
has orchestrated the mutations)
that is inconsistent with T but as well
supported by the evidence; if so, T
is not more probable than not with respect to the relevant evidence.
[8]Letter
to William Graham, Down, July 3rd, 1881. In The
Life and
Letters of Charles Darwin Including an Autobiographical Chapter,
ed. Francis
Darwin (London: John Murray, Albermarle Street, 1887),
Volume 1, pp. 315-316.
[9]Journal of Philosophy (LXXXIV, Oct. 87) p. 548.
[10]For an account of objective probability, see WPF, pp. 0000.
[11]In
WPF the probability at issue was the slightly more
complex
P(R/N&E&C), where C was a proposition setting out
some of the
main features of our cognitive system (see WPF, p. 220).
I now think the additional complexity unnecessary.
[12]Must
we concur with Donald Davidson, who thinks it is "impossible
correctly to hold that anyone could be mostly
wrong about how things
are" ("A Coherence Theory of Truth
and Knowledge
" in Kant oder Hegel? ed. Dieter Henrich
(Stuttgart: Klett-Cotta
Buchhandlung,
1983) p. 535.? No; what Davidson shows (if anything)
is that it isn't possible for me to understand another creature, unless I
suppose that she holds mainly true
beliefs. That may (or more likely,
may not) be so; but it doesn't follow that
there couldn't be creatures with
mainly false
beliefs, and a fortiori it doesn't
follow that my own beliefs are
mainly true.
Davidson went on to argue that an omniscient
interpreter would
have to use
the same methods we have to use and would therefore have
to suppose her interlocutor held mostly true
beliefs; given the
omniscient
interpreter's omniscience, he concluded that her interlocutor
would in fact have mostly true beliefs. In so concluding, however, he
apparently
employs the premise that any proposition that would be believed
by any omniscient being is true; this premise
directly yields the conclusion
that there is an omniscient being (since any omniscient being worth its
salt will
believe that there is an omniscient being), a conclusion to which
Davidson may not wish to commit himself. See WPF pp. 80-81.
[13]First
so-called by T.H. Huxley, ("Darwin's bull dog"): "It may
be be
assumed . . . that molecular changes in
the brain are the causes
of all the
states of consciousness . . . [But is] there any evidence that
these stages of consciousness may, conversely,
cause . . . molecular
changes [in
the brain] which give rise to muscular motion?" I see no
such evidence
. . . [Consciousness appears] to be . . . completely
without any
power of modifying [the] working of the body, just as
the steam whistle . . . of a locomotive
engine is without influence
upon its machinery." T. H. Huxley
"On the Hypothesis that Animals
are Automate and its History" (1874),
chapter 5 of his Method and
Results (London, Macmillan, 1893) pp.
239-240. Later in the essay:
"To the best of my judgment, the
argumentation which applies to brutes
holds equally good of men; and therefore, . .
. all states of consciousness
in us, as in them, are immediately caused by
molecular changes of the
brain-substance. It seems to me that in men, as in brutes,
there is no proof
that any state of consciousness is the cause
of change in the motion of the
matter of the
organism. . . . We are conscious automata . . ."
243-244.
(Note the occurrence here of that widely
endorsed form of argument,
'I know of no proof that not-p; therefore there is no proof that not-p; therefore p'.)
[14]Granted:
the analogies between these properties and syntax and semantics
is a bit distant and strained; here I am just following current custom.
[15]Meaning and Mental Representation
(Cambridge, MA:
MIT Press,
1989), p. 130. In Explaining Behavior (Cambridge,
Mass.: MIT
Press, 1988) Fred Dretske makes a valiant (but in my
opinion
unsuccessful) effort to explain how, given materialism about
human beings, it could be that beliefs (and
other representations) play
a causal role in the production of behavior
by virtue of their content or
semantics.
[16]We
must also consider here the possibility that the syntax and
semantics of
belief are the effects of a common cause: perhaps
there is a
cause of a belief's having certain adaptive syntactic properties,
which also
causes the belief to have the semantic properties it does
(it brings it about that the event in
question is the belief that p for
some
proposition p); and perhaps this cause
brings it about that a
true
proposition is associated with the belief (the neuronal event)
in question.
(Here I was instructed by William Ramsey and Patrick Kain.)
What would be the likelihood, given N&E,
that there is such a common
cause at
work? I suppose it would be relatively
low: why should this
common cause associate true propositions with these neuronal events?
But perhaps the right answer is not that the
probability in question
is low, but that it is inscrutable: see below, pp. 0000.
[17]I
shall use this term to mean failing to believe, so that I withhold p
if either I believe its denial or I believe neither it nor its denial.
[18]As in fact John Pollock does put it.
[19]I'll qualify this below, pp. 0000, when we get to the subject of loops.
[20]But
see below, footnote 000, for references to the work of
John Pollock
on defeaters; and see Peter Klein's "Knowledge,
Causality, and
Defeasibility", The Journal of
Philosophy, 00000,
"Misleading
Evidence and the Restoration of Justification"
Philosophical
Studies 37 (1980), and "Immune Belief Systems",
Philosophical Topics, Vol XIV, No. 1
(1986). Klein is for the most
part concerned with "misleading" defeaters.
[21]See footnote 11.
[22]"000000",
Philosophy and Phenomenological Research,
000 000, p. 0000.
Compare Timothy O'Connor "An
Evolutionary Argument Against Naturalism?"
Canadian
Journal of Philosophy: ". . . why can't she [the naturalist] say that
her
beliefs on
these matters are not limited to N&E alone, but include O as well,
where O is
simply a general proposition to the effect that the initial conditions
of the
development of organic life and the sum total of evolutionary processes
(including
ones as yet unknown or only dimly understood) were and are
such as to render P(R/N&E&C&O) rather high?" p. 00000.
[23]Or
at any rate as it might initially seem
he thought: see
Nicholas Wolterstorff, 00000
[24]Aristotelian Society, Proceedings,
1948-49. Hart, however, speaks of
concepts as being
defeasible; he links this with there being no necessary
and sufficient conditions for the
application of the concept, and links that,
in turn, with the concept's being such that words expressing it do
not denote
anything (mental states such as
intention and consent, for example) but
instead are properly applied on the basis of congeries of
criteria: "But
the defence, e.g., that B entered into a contract with A as a result of the
undue influence exerted upon him by A, is not evidence of the
absence
of a factor called 'true consent', but
one of the multiple criteria for the
use of the phrase 'no true consent'" (p. 178).
[25]Probability and Induction (Oxford: Clarendon Press, 1949), pp. 9-11.
[26]A Treatise on Probability (London: Macmillan and Co. Ltd, 1921) p. 4.
[27]Theory of Science,
ed. Rolf George (Berkeley: University of California Press, 1972)
pp. 238. (This work was first published in 1837.)
[28] Essay, Bk. IV, Ch. xv, xvi sec. 1.
[29]See
his "the Structure of Epistemic Justification", American
Philosophical Quarterly, monograph
series 4, (date) p. 62, his Knowledge
and Justification
(Princeton: Princeton University Press, 1974),
Contemporary Theories of Knowledge
(Totowa, NJ: Rowman & Littlefield, 1986)
and "The
Building of Oscar", Philosophical
Perspectives, 2, Epistemology, 1988,
ed. James Tomberlin (Atascadero: Ridgeview Publishing Co., 1988.
[30]Contemporary Theories of
Knowledge (Towato, N.J:
Rowman & Littlefield, 1986), p. 38. See also "The Building of Oscar" pp. 318-320.
[31]See
my Warrant : the Current Debate (New
York: Oxford
University Press, 1993) pp. 000 (hereafter 'WCD').
[32]And
this enables us to answer another of the questions on p. 000;
since what
constitutes proper function on the part of human beings could
have been at least a bit different, it is not the case that if A is a defeater of B, then it is necessary that it is.
[33]The
point here is that given a certain
(perhaps irrational) belief and circumstances.
the rational belief to form is p. The structure here is like that
with respect
to morality: given that you are going
to do a certain
(perhaps
immoral) action A, the moral thing to do is B.
Given
that you are
going to insult me or maim me, the moral thing
to do is insult me. Similarly here: given that I have come to
believe
(perhaps irrationally) that this dog is trying to drive
me insane, the
rational thing to do is give up my previous view
that dogs never intentionally set out to drive people insane.
[34]See WPF chaps 1 and 2.
[35]Contrast
Peter Klein, 000000. Klein's conception
of a
defeater, so
far as I can see, is of something that defeats the
warrant a belief enjoys. This is a perfectly sensible way to think
about
defeaters: more exactly, it is perfectly sensible to think that
there are
defeaters of this sort. My concern,
however, is with
defeaters that defeat the rationality of a belief, not its
warrant.
Both kinds of defeaters are important;
rationality defeaters are
what are relevant in this context, in which
we are thinking about
the rationality of a certain belief (N&E), not about its warrant.
[36]So
perhaps the fact is Pollock is really concerned with warrant
defeaters, not rationality defeaters.
[37]See WPF, pp. 58-64.
[38]For
more on the phenomenology of memory and a
priori beliefs
and reasons, see WPF, 0000.
[39]As
a matter of fact, there are Damfino lakes and creeks and
valleys in most of the mountainous areas of
the US; according to
traditional
lore, each received its name when one prospector asked
another "Well, where the hell are we now?"
[40]We
could use the term 'partial defeater' for defeaters that require
believing B
less firmly (as in the Mathilda case above).
A full
treatment would explain degrees of belief
(which are not to be
thought of as
probability judgments; see WPF pp. 0000) and show
how partial and full defeat are related. Here there is no space for
that: but note that defeat is really a
special case of partial defeat,
at least if we
stipulate that coming to withhold B
is a special case
of coming to
believe B less strongly. For the sake of brevity I will
henceforth
suppress mention of partial defeaters, although the application
of what I say to them should be routine.
[41]The
letter (date ?) in which Russell pointed out that Frege's axioms for
naive set theory yielded a contradiction.
[42]Or
does someone who comes to see the logical relation
between (2)
and (3) acquire a defeater for (3)? Or a defeater
for the
conjunction of (2) with (3) and a partial defeater for
each of
them? We don't have the space here to
enter this very
interesting question.
[43]Further:
suppose S believes irrationally that the warrant B has
for him is derivative from the warrant A has for him: wouldn't it
still follow that B is not a defeater, for him, of A?
[44]Austere
theism, therefore, doesn't entail (or preclude) the proposition
that we have been created in the image of an
omnipotent, omniscient,
wholly good person.
[45]Here
for purposes of argument I ignore a complication. Many
traditional
theists have held that the being who is omnipotent,